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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.65B
AUM Growth
+$223M
Cap. Flow
+$88M
Cap. Flow %
2.41%
Top 10 Hldgs %
15.39%
Holding
4,183
New
296
Increased
1,637
Reduced
1,037
Closed
153

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$28.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.6M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$26.5M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$24.5M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$24.4M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$45.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$43.9M
3
SSO icon
ProShares Ultra S&P500
SSO
+$30.8M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$25.6M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$24.4M

Sector Composition

Rank Sector Weight
1 Energy 4.91%
2 Technology 4.51%
3 Industrials 4.05%
4 Financials 4.05%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMER icon
3076
Omeros
OMER
$984M
$10K ﹤0.01%
600
– –
PB icon
3077
Prosperity Bancshares
PB
$8.85B
$10K ﹤0.01%
159
+1
+0.6% +$61
PICK icon
3078
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.33B
$10K ﹤0.01%
+250
New +$9.92K
PRGS icon
3079
Progress Software
PRGS
$1.77B
$10K ﹤0.01%
430
-22,530
-98% -$492K
RMCF icon
3080
Rocky Mountain Chocolate Factory
RMCF
$6.35M
$10K ﹤0.01%
761
+7
+0.9% +$83
SHO icon
3081
Sunstone Hotel Investors
SHO
$1.98B
$10K ﹤0.01%
697
+294
+73% +$4.21K
UMC icon
3082
United Microelectronic
UMC
$47.5B
$10K ﹤0.01%
4,129
– –
WLY icon
3083
John Wiley & Sons Class A
WLY
$2.52B
$10K ﹤0.01%
161
-199
-55% -$11.3K
WNC icon
3084
Wabash National
WNC
$505M
$10K ﹤0.01%
700
– –
LUMO
3085
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$10K ﹤0.01%
41
-253
-86% -$51.4K
ARGO
3086
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$10K ﹤0.01%
264
+257
+3,671% +$8.75K
WRI
3087
DELISTED
Weingarten Realty Investors
WRI
$10K ﹤0.01%
307
+65
+27% +$2.04K
ECT
3088
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$10K ﹤0.01%
1,400
-200
-13% -$1.58K
BDCL
3089
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$10K ﹤0.01%
350
– –
SHOS
3090
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$10K ﹤0.01%
450
– –
NTRI
3091
DELISTED
NutriSystem, Inc.
NTRI
$10K ﹤0.01%
575
– –
DNB
3092
DELISTED
Dun & Bradstreet
DNB
$10K ﹤0.01%
88
+13
+17% +$1.36K
ARII
3093
DELISTED
American Railcar Industries, Inc.
ARII
$10K ﹤0.01%
151
-493
-77% -$31.8K
BGC
3094
DELISTED
General Cable Corporation
BGC
$10K ﹤0.01%
379
– –
TAO
3095
DELISTED
Invesco China Real Estate ETF
TAO
$10K ﹤0.01%
510
– –
GCH
3096
DELISTED
Aberdeen Greater China Fund
GCH
$10K ﹤0.01%
997
– –
SNAK
3097
DELISTED
Inventure Foods, Inc.
SNAK
$10K ﹤0.01%
850
– –
MBRG
3098
DELISTED
Middleburg Financial Corp
MBRG
$10K ﹤0.01%
+502
New +$9.14K
AMSG
3099
DELISTED
Amsurg Corp
AMSG
$10K ﹤0.01%
227
-2,800
-93% -$129K
BRXX
3100
DELISTED
EGSHARES BRAZIL INFRASTURE ETF
BRXX
$10K ﹤0.01%
600
– –
122 123
124
125 126

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Ladenburg Thalmann Financial Services held 4,183 positions worth $3.65B, up 6.5% from $3.43B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2014 filing shows 296 new, 1,637 increased, 1,037 reduced and 153 closed positions. Its largest new stake was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $45.6M.

By sector, the portfolio is most concentrated in Energy at 4.9% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2014 buy was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $28.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $45.6M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Peru and Global Exposure ETF in Q2 2014, selling an estimated $1.94M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.65B portfolio in Q2 2014.
  • Ladenburg Thalmann Financial Services opened 296 new positions and closed 153 in Q2 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.5% quarter-over-quarter to $3.65B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.