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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVA
3076
DELISTED
PENN VIRGINIA CORP
PVA
$8K ﹤0.01%
848
– –
WHZ
3077
DELISTED
WHITING USA TR II TR UNIT (DE)
WHZ
$8K ﹤0.01%
643
+41
+7% +$542
CYN
3078
DELISTED
CITY NATIONAL CORPORATION
CYN
$8K ﹤0.01%
106
-1
-0.9% -$74
ZU
3079
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
$8K ﹤0.01%
+213
New +$8.16K
RBS.PRQ
3080
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$8K ﹤0.01%
367
-350
-49% -$7.77K
DCTH
3081
DELISTED
Delcath Systems Inc
DCTH
$8K ﹤0.01%
115
+114
+11,400% +$9.61K
SLTM
3082
DELISTED
SOLTA MED INC (DE)
SLTM
$8K ﹤0.01%
2,630
– –
BAS
3083
DELISTED
Basis Energy Services, Inc.
BAS
$8K ﹤0.01%
1
– –
DGI
3084
DELISTED
DigitalGlobe Inc.
DGI
$8K ﹤0.01%
187
+37
+25% +$1.33K
BOI
3085
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$8K ﹤0.01%
500
– –
AAN.A
3086
DELISTED
The Aaron's Company Inc Class A
AAN.A
$8K ﹤0.01%
280
-6
-2% -$171
AGYS icon
3087
Agilysys
AGYS
$3.25B
$7K ﹤0.01%
500
– –
AMBA icon
3088
Ambarella
AMBA
$3.6B
$7K ﹤0.01%
200
+100
+100% +$2.29K
AU icon
3089
AngloGold Ashanti
AU
$48.1B
$7K ﹤0.01%
558
+273
+96% +$3.72K
BAB icon
3090
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$7K ﹤0.01%
259
-5,634
-96% -$155K
BBD icon
3091
Banco Bradesco
BBD
$34.3B
$7K ﹤0.01%
1,536
+505
+49% +$2.69K
BKN
3092
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$7K ﹤0.01%
500
– –
BYM
3093
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$7K ﹤0.01%
527
+12
+2% +$154
CHT icon
3094
Chunghwa Telecom
CHT
$32.8B
$7K ﹤0.01%
211
-48
-19% -$1.5K
CSGP icon
3095
CoStar Group
CSGP
$13.4B
$7K ﹤0.01%
360
– –
CTO
3096
CTO Realty Growth
CTO
$823M
$7K ﹤0.01%
663
– –
EME icon
3097
Emcor
EME
$36.7B
$7K ﹤0.01%
160
– –
EWBC icon
3098
East-West Bancorp
EWBC
$18.6B
$7K ﹤0.01%
192
+20
+12% +$679
FF icon
3099
Future Fuel
FF
$249M
$7K ﹤0.01%
443
+335
+310% +$5.65K
FMX icon
3100
Fomento Económico Mexicano
FMX
$39.7B
$7K ﹤0.01%
73
+11
+18% +$1.03K
122 123
124
125 126

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.