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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBY
3051
DELISTED
Silver Bay Realty Trust Corp.
SBY
$38K ﹤0.01%
2,220
-9,400
-81% -$162K
XLPS
3052
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER STAPLES PORT
XLPS
$38K ﹤0.01%
551
-6,663
-92% -$460K
BIT icon
3053
BlackRock Multi-Sector Income Trust
BIT
$696M
$37K ﹤0.01%
2,272
-2,706
-54% -$44.6K
NXRT
3054
NexPoint Residential Trust
NXRT
$636M
$37K ﹤0.01%
1,664
-403
-19% -$7.91K
ORN icon
3055
Orion Group Holdings
ORN
$402M
$37K ﹤0.01%
+3,700
New +$32.9K
RETL icon
3056
Direxion Daily Retail Bull 3X ETF
RETL
$27.3M
$37K ﹤0.01%
2,550
– –
RRC icon
3057
Range Resources
RRC
$9.44B
$37K ﹤0.01%
1,069
-318
-23% -$11.4K
TIPT icon
3058
Tiptree Inc
TIPT
$673M
$37K ﹤0.01%
6,000
– –
TTWO icon
3059
Take-Two Interactive
TTWO
$46.2B
$37K ﹤0.01%
747
-186
-20% -$8.78K
AD
3060
Array Digital Infrastructure
AD
$3.12B
$37K ﹤0.01%
836
+65
+8% +$2.46K
B
3061
DELISTED
Barnes Group Inc.
B
$37K ﹤0.01%
776
+258
+50% +$11.2K
STOR
3062
DELISTED
STORE Capital Corporation
STOR
$37K ﹤0.01%
1,329
-33
-2% -$852
SHI
3063
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$37K ﹤0.01%
700
– –
ESBK
3064
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$37K ﹤0.01%
1,890
– –
DIVY
3065
DELISTED
Reality Shares DIVS ETF
DIVY
$37K ﹤0.01%
1,470
– –
CSFL
3066
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$37K ﹤0.01%
1,452
+9
+0.6% +$191
RTEC
3067
DELISTED
Rudolph Technologies Inc
RTEC
$37K ﹤0.01%
1,587
-128
-7% -$2.51K
SVU
3068
DELISTED
SUPERVALU Inc.
SVU
$37K ﹤0.01%
1,085
– –
BSF
3069
DELISTED
Bear State Financial, Inc.
BSF
$37K ﹤0.01%
3,611
+2,500
+225% +$24K
ISLE
3070
DELISTED
Isle of Capri Casinos Inc
ISLE
$37K ﹤0.01%
1,533
+1,000
+188% +$22.5K
GOLD
3071
DELISTED
Randgold Resources Ltd
GOLD
$37K ﹤0.01%
467
-6
-1% -$476
EFOR
3072
Everforth Inc
EFOR
$1.3B
$36K ﹤0.01%
802
-219
-21% -$8.71K
EXAS
3073
DELISTED
Exact Sciences
EXAS
$36K ﹤0.01%
2,612
-3,285
-56% -$53K
HMN icon
3074
Horace Mann Educators
HMN
$2.12B
$36K ﹤0.01%
838
-39
-4% -$1.52K
IMKTA icon
3075
Ingles Markets
IMKTA
$1.66B
$36K ﹤0.01%
742
– –
121 122
123
124 125

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.