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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBRDK icon
3051
Liberty Broadband Class C
LBRDK
$5.29B
$18K ﹤0.01%
+370
New +$18.2K
LGND icon
3052
Ligand Pharmaceuticals
LGND
$5.76B
$18K ﹤0.01%
555
-596
-52% -$19.4K
MMD
3053
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$18K ﹤0.01%
1,000
– –
NUS icon
3054
Nu Skin
NUS
$236M
$18K ﹤0.01%
401
+3
+0.8% +$132
PGEN icon
3055
Precigen
PGEN
$2.32B
$18K ﹤0.01%
680
– –
PLXS icon
3056
Plexus
PLXS
$7.04B
$18K ﹤0.01%
433
+44
+11% +$1.72K
QABA icon
3057
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$94.8M
$18K ﹤0.01%
500
– –
SDS icon
3058
ProShares UltraShort S&P500
SDS
$365M
$18K ﹤0.01%
8
-27
-77% -$63.5K
SLX icon
3059
VanEck Steel ETF
SLX
$174M
$18K ﹤0.01%
511
+175
+52% +$6.97K
TIPX icon
3060
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$18K ﹤0.01%
928
+774
+503% +$15K
UFCS icon
3061
United Fire Group
UFCS
$1.38B
$18K ﹤0.01%
603
+203
+51% +$5.97K
BIG
3062
DELISTED
Big Lots, Inc.
BIG
$18K ﹤0.01%
371
+293
+376% +$13K
ARNA
3063
DELISTED
Arena Pharmaceuticals Inc
ARNA
$18K ﹤0.01%
530
-50
-9% -$2.03K
BT
3064
DELISTED
BT Group plc (ADR)
BT
$18K ﹤0.01%
536
+174
+48% +$5.32K
PRKR
3065
DELISTED
Parkervision Inc
PRKR
$18K ﹤0.01%
2,000
– –
OCRX
3066
DELISTED
Ocera Therapeutics, Inc.
OCRX
$18K ﹤0.01%
2,750
+2,584
+1,557% +$15.1K
FSYS
3067
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$18K ﹤0.01%
1,650
+1,075
+187% +$10.4K
YOKU
3068
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$18K ﹤0.01%
1,000
– –
PVA
3069
DELISTED
PENN VIRGINIA CORP
PVA
$18K ﹤0.01%
2,698
+1,200
+80% +$9.07K
FRS
3070
DELISTED
FRISCH'S RESTAURANTS INC
FRS
$18K ﹤0.01%
700
– –
CYTR
3071
DELISTED
CytRx Corp
CYTR
$18K ﹤0.01%
1,083
-234
-18% -$3.65K
YELL
3072
DELISTED
Yellow Corporation Common Stock
YELL
$18K ﹤0.01%
893
+543
+155% +$11.6K
RALS
3073
DELISTED
ProShares RAFI Long/Short
RALS
$18K ﹤0.01%
437
-1,442
-77% -$60.4K
DXJR
3074
DELISTED
WisdomTree Japan Hedged Real Estate Fund
DXJR
$18K ﹤0.01%
689
+2
+0.3% +$54
CCXE
3075
DELISTED
WISDOMTREE COMMODITY COUNTRY EQUITY FND (DE)
CCXE
$18K ﹤0.01%
700
+467
+200% +$12.8K
121 122
123
124 125

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.