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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAN.A
3051
DELISTED
The Aaron's Company Inc Class A
AAN.A
$9K ﹤0.01%
310
+30
+11% +$871
AVAV icon
3052
AeroVironment
AVAV
$9.65B
$8K ﹤0.01%
204
+200
+5,000% +$6.52K
AVB icon
3053
AvalonBay Communities
AVB
$26.3B
$8K ﹤0.01%
59
+49
+490% +$6.18K
BBD icon
3054
Banco Bradesco
BBD
$34.4B
$8K ﹤0.01%
1,510
-26
-2% -$118
BRC icon
3055
Brady Corp
BRC
$4.45B
$8K ﹤0.01%
304
-203
-40% -$5.69K
DEI icon
3056
Douglas Emmett
DEI
$1.99B
$8K ﹤0.01%
307
-17
-5% -$440
DIN icon
3057
Dine Brands
DIN
$443M
$8K ﹤0.01%
104
+4
+4% +$323
FENY icon
3058
Fidelity MSCI Energy Index ETF
FENY
$2.06B
$8K ﹤0.01%
300
– –
GALT icon
3059
Galectin Therapeutics
GALT
$348M
$8K ﹤0.01%
500
– –
GMF icon
3060
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$440M
$8K ﹤0.01%
98
-112
-53% -$8.37K
GRFS
3061
Grifois
GRFS
$5.42B
$8K ﹤0.01%
364
– –
GUT
3062
Gabelli Utility Trust
GUT
$577M
$8K ﹤0.01%
1,170
+821
+235% +$5.26K
KAI icon
3063
Kadant
KAI
$3.89B
$8K ﹤0.01%
217
– –
KCE icon
3064
State Street SPDR S&P Capital Markets ETF
KCE
$481M
$8K ﹤0.01%
165
+1
+0.6% +$49
KF
3065
Korea Fund
KF
$269M
$8K ﹤0.01%
211
– –
LBTYA icon
3066
Liberty Global Class A
LBTYA
$3.57B
$8K ﹤0.01%
230
-308
-57% -$10.8K
MATW icon
3067
Matthews International
MATW
$725M
$8K ﹤0.01%
202
-55
-21% -$2.27K
MITK icon
3068
Mitek Systems
MITK
$851M
$8K ﹤0.01%
2,000
– –
NGL icon
3069
NGL Energy Partners
NGL
$2.16B
$8K ﹤0.01%
200
– –
NTES icon
3070
NetEase
NTES
$78.5B
$8K ﹤0.01%
600
-990
-62% -$14.3K
PBR.A icon
3071
Petrobras Class A
PBR.A
$104B
$8K ﹤0.01%
569
+152
+36% +$1.87K
PDS
3072
Precision Drilling
PDS
$1.07B
$8K ﹤0.01%
33
– –
PESI icon
3073
Perma-Fix Environmental Services
PESI
$379M
$8K ﹤0.01%
1,720
– –
PSO icon
3074
Pearson
PSO
$9.76B
$8K ﹤0.01%
434
– –
RRGB icon
3075
Red Robin
RRGB
$189M
$8K ﹤0.01%
106
-27
-20% -$1.9K
121 122
123
124 125

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.