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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSM
3026
DELISTED
Nationstar Mortgage Holdings
NSM
$23K ﹤0.01%
1,626
– –
TOFR
3027
DELISTED
Stock Split Index Fund
TOFR
$23K ﹤0.01%
1,500
– –
CPHD
3028
DELISTED
Cepheid Inc
CPHD
$23K ﹤0.01%
534
+19
+4% +$1.01K
NPBC
3029
DELISTED
NATL PENN BANCSHARES INC
NPBC
$23K ﹤0.01%
1,948
+8
+0.4% +$92
RIVR
3030
DELISTED
RIVER VALLEY BANCORP
RIVR
$23K ﹤0.01%
1,050
– –
KMM
3031
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$23K ﹤0.01%
3,152
+25
+0.8% +$193
MTGE
3032
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$23K ﹤0.01%
1,565
-600
-28% -$9.45K
TIVO
3033
DELISTED
TIVO INC
TIVO
$23K ﹤0.01%
2,700
– –
ARTNA icon
3034
Artesian Resources
ARTNA
$365M
$22K ﹤0.01%
908
-300
-25% -$6.62K
BDN
3035
Brandywine Realty Trust
BDN
$542M
$22K ﹤0.01%
1,806
+25
+1% +$326
BMI icon
3036
Badger Meter
BMI
$3.79B
$22K ﹤0.01%
760
+88
+13% +$2.61K
CCD
3037
Calamos Dynamic Convertible & Income Fund
CCD
$753M
$22K ﹤0.01%
1,200
– –
ERH
3038
Allspring Utilities & High Income Fund
ERH
$103M
$22K ﹤0.01%
2,046
+40
+2% +$446
EWBC icon
3039
East-West Bancorp
EWBC
$18.8B
$22K ﹤0.01%
582
+92
+19% +$3.89K
FIBK icon
3040
First Interstate BancSystem
FIBK
$3.73B
$22K ﹤0.01%
800
– –
FLS icon
3041
Flowserve
FLS
$10.4B
$22K ﹤0.01%
518
+141
+37% +$6.46K
GGB icon
3042
Gerdau
GGB
$9.3B
$22K ﹤0.01%
20,101
+18,647
+1,282% +$25.5K
IWL icon
3043
iShares Russell Top 200 ETF
IWL
$2.29B
$22K ﹤0.01%
500
-151
-23% -$6.98K
MPA icon
3044
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$145M
$22K ﹤0.01%
1,629
– –
MRVL icon
3045
Marvell Technology
MRVL
$195B
$22K ﹤0.01%
2,416
-289
-11% -$3.29K
PLCE icon
3046
Children's Place
PLCE
$53.4M
$22K ﹤0.01%
389
+178
+84% +$10.7K
PSR icon
3047
Invesco Active US Real Estate Fund
PSR
$59.9M
$22K ﹤0.01%
319
– –
RGT
3048
Royce Global Value Trust
RGT
$101M
$22K ﹤0.01%
3,130
– –
SAFT icon
3049
Safety Insurance
SAFT
$1.52B
$22K ﹤0.01%
405
-255
-39% -$14.2K
SENEA icon
3050
Seneca Foods Class A
SENEA
$1.29B
$22K ﹤0.01%
852
– –
120 121
122
123 124

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.