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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISI icon
3026
Financial Institutions
FISI
$825M
$11K ﹤0.01%
+500
New +$11.5K
GIII icon
3027
G-III Apparel Group
GIII
$1.43B
$11K ﹤0.01%
274
-80
-23% -$3.28K
HALO icon
3028
Halozyme
HALO
$11.4B
$11K ﹤0.01%
1,200
+1,000
+500% +$9.52K
HELE icon
3029
Helen of Troy
HELE
$699M
$11K ﹤0.01%
205
-1,757
-90% -$98.6K
HOPE icon
3030
Hope Bancorp
HOPE
$1.85B
$11K ﹤0.01%
+732
New +$11K
HOV icon
3031
Hovnanian Enterprises
HOV
$799M
$11K ﹤0.01%
120
+87
+264% +$9.18K
IEP icon
3032
Icahn Enterprises
IEP
$5.33B
$11K ﹤0.01%
105
-8
-7% -$850
BRSL
3033
Brightstar Lottery PLC
BRSL
$2.15B
$11K ﹤0.01%
606
– –
IPI icon
3034
Intrepid Potash
IPI
$484M
$11K ﹤0.01%
72
+42
+140% +$6.47K
JEQ
3035
DELISTED
abrdn Japan Equity Fund
JEQ
$11K ﹤0.01%
1,500
– –
JHI
3036
John Hancock Investors Trust
JHI
$118M
$11K ﹤0.01%
600
– –
JOF
3037
Japan Smaller Capitalization Fund
JOF
$356M
$11K ﹤0.01%
1,116
– –
LBTYK icon
3038
Liberty Global Class C
LBTYK
$3.48B
$11K ﹤0.01%
339
-146
-30% -$4.92K
MITT
3039
TPG Mortgage Investment Trust
MITT
$214M
$11K ﹤0.01%
200
– –
MMSI icon
3040
Merit Medical Systems
MMSI
$5.4B
$11K ﹤0.01%
950
– –
NG icon
3041
NovaGold Resources
NG
$3.4B
$11K ﹤0.01%
3,500
+1,500
+75% +$5.63K
NNY icon
3042
Nuveen New York Municipal Value Fund
NNY
$158M
$11K ﹤0.01%
1,146
– –
PIPR icon
3043
Piper Sandler
PIPR
$5.54B
$11K ﹤0.01%
868
-108
-11% -$1.44K
PPC icon
3044
Pilgrim's Pride
PPC
$6.57B
$11K ﹤0.01%
351
+62
+21% +$1.87K
RGT
3045
Royce Global Value Trust
RGT
$101M
$11K ﹤0.01%
1,310
+52
+4% +$478
RLY icon
3046
State Street Multi-Asset Real Return ETF
RLY
$1.31B
$11K ﹤0.01%
401
– –
SCHX icon
3047
Schwab US Large- Cap ETF
SCHX
$75B
$11K ﹤0.01%
1,404
– –
SMP icon
3048
Standard Motor Products
SMP
$870M
$11K ﹤0.01%
323
– –
STM icon
3049
STMicroelectronics
STM
$48.1B
$11K ﹤0.01%
1,448
+993
+218% +$8.27K
SUPN icon
3050
Supernus Pharmaceuticals
SUPN
$2.74B
$11K ﹤0.01%
1,211
– –
120 121
122
123 124

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.