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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUFG icon
3001
Mitsubishi UFJ Financial
MUFG
$260B
$91K ﹤0.01%
18,012
+3,994
+28% +$19.6K
AIT icon
3002
Applied Industrial Technologies
AIT
$13.3B
$90K ﹤0.01%
1,585
+10
+0.6% +$563
DIM icon
3003
WisdomTree International MidCap Dividend Fund
DIM
$169M
$90K ﹤0.01%
1,497
– –
EPC icon
3004
Edgewell Personal Care
EPC
$1.31B
$90K ﹤0.01%
2,764
-100
-3% -$2.98K
FLCO icon
3005
Franklin Investment Grade Corporate ETF
FLCO
$556M
$90K ﹤0.01%
3,506
– –
NVRI icon
3006
Enviri
NVRI
$579M
$90K ﹤0.01%
4,730
-204
-4% -$4.33K
PEB icon
3007
Pebblebrook Hotel Trust
PEB
$2.06B
$90K ﹤0.01%
3,222
+2
+0.1% +$55
PRLB icon
3008
Protolabs
PRLB
$2.2B
$90K ﹤0.01%
888
-1,368
-61% -$139K
SHAK icon
3009
Shake Shack
SHAK
$3.02B
$90K ﹤0.01%
920
-442
-32% -$39K
MDR
3010
DELISTED
McDermott International
MDR
$90K ﹤0.01%
44,568
+11,605
+35% +$71.3K
EQWL icon
3011
Invesco S&P 100 Equal Weight ETF
EQWL
$2.8B
$89K ﹤0.01%
1,549
-346
-18% -$19.7K
EWS icon
3012
iShares MSCI Singapore ETF
EWS
$1.17B
$89K ﹤0.01%
3,890
-210
-5% -$4.97K
H icon
3013
Hyatt Hotels
H
$17.1B
$89K ﹤0.01%
1,203
-1,607
-57% -$121K
LTPZ icon
3014
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$740M
$89K ﹤0.01%
1,208
-5,014
-81% -$363K
SEM
3015
DELISTED
Select Medical
SEM
$89K ﹤0.01%
10,045
– –
SPGM icon
3016
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
$89K ﹤0.01%
2,217
-1
-0% -$40
TAL icon
3017
TAL Education Group
TAL
$6.46B
$89K ﹤0.01%
2,563
+635
+33% +$22.1K
TBF icon
3018
ProShares Short 20+ Year Treasury ETF
TBF
$107M
$89K ﹤0.01%
4,746
+2,915
+159% +$56.7K
UJUL icon
3019
Innovator US Equity Ultra Buffer ETF July
UJUL
$298M
$89K ﹤0.01%
+3,423
New +$88.8K
NUVA
3020
DELISTED
NuVasive, Inc.
NUVA
$89K ﹤0.01%
1,417
+22
+2% +$1.38K
BL icon
3021
BlackLine
BL
$1.77B
$88K ﹤0.01%
1,824
-6,812
-79% -$339K
BLFS icon
3022
BioLife Solutions
BLFS
$1.72B
$88K ﹤0.01%
5,308
-145
-3% -$2.72K
EQNR icon
3023
Equinor
EQNR
$96.8B
$88K ﹤0.01%
4,626
+181
+4% +$3.33K
EXI icon
3024
iShares Global Industrials ETF
EXI
$1.49B
$88K ﹤0.01%
971
+221
+29% +$19.9K
MGRC icon
3025
McGrath RentCorp
MGRC
$2.99B
$88K ﹤0.01%
1,259
-1,250
-50% -$82K
119 120
121
122 123

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.