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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRRX
3001
DELISTED
DURECT Corp
DRRX
$40K ﹤0.01%
3,008
+1,508
+101% +$19.3K
FCPT icon
3002
Four Corners Property Trust
FCPT
$2.77B
$40K ﹤0.01%
1,931
-184
-9% -$3.62K
FIBK icon
3003
First Interstate BancSystem
FIBK
$3.72B
$40K ﹤0.01%
944
+29
+3% +$1.05K
FOSL icon
3004
Fossil Group
FOSL
$323M
$40K ﹤0.01%
1,537
– –
HCKT icon
3005
Hackett Group
HCKT
$268M
$40K ﹤0.01%
2,256
+613
+37% +$10.4K
HWC icon
3006
Hancock Whitney
HWC
$6.4B
$40K ﹤0.01%
903
-96
-10% -$3.65K
LTPZ icon
3007
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$739M
$40K ﹤0.01%
617
+64
+12% +$4.31K
OI icon
3008
O-I Glass
OI
$1.03B
$40K ﹤0.01%
2,292
-14
-0.6% -$254
RITM icon
3009
Rithm Capital
RITM
$5.8B
$40K ﹤0.01%
2,540
-2,140
-46% -$31.6K
RNST icon
3010
Renasant Corp
RNST
$3.97B
$40K ﹤0.01%
954
+92
+11% +$3.49K
STRR
3011
DELISTED
Star Equity Holdings
STRR
$40K ﹤0.01%
+159
New +$37.5K
MDC
3012
DELISTED
M.D.C. Holdings, Inc.
MDC
$40K ﹤0.01%
1,919
-455
-19% -$8.48K
AMOV
3013
DELISTED
America Movil SAB de CV
AMOV
$40K ﹤0.01%
3,389
-41
-1% -$466
VIVO
3014
DELISTED
Meridian Bioscience Inc
VIVO
$40K ﹤0.01%
2,265
– –
MSCC
3015
DELISTED
Microsemi Corp
MSCC
$40K ﹤0.01%
738
+229
+45% +$11.2K
KEM
3016
DELISTED
KEMET Corporation
KEM
$40K ﹤0.01%
+6,000
New +$28.7K
STL
3017
DELISTED
Sterling Bancorp
STL
$40K ﹤0.01%
1,701
-73
-4% -$1.51K
SWFT
3018
DELISTED
Swift Transportation Company
SWFT
$40K ﹤0.01%
1,631
+28
+2% +$654
EARN
3019
Ellington Residential Mortgage REIT
EARN
$165M
$39K ﹤0.01%
3,000
– –
EVN
3020
Eaton Vance Municipal Income Trust
EVN
$435M
$39K ﹤0.01%
3,100
+2,900
+1,450% +$37.4K
EXK
3021
Endeavour Silver
EXK
$3.15B
$39K ﹤0.01%
11,006
– –
GAA icon
3022
Cambria Global Asset Allocation ETF
GAA
$74.6M
$39K ﹤0.01%
1,582
– –
MCHB
3023
Mechanics Bancorp
MCHB
$3.78B
$39K ﹤0.01%
1,231
+1,025
+498% +$29.4K
HYGH icon
3024
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$601M
$39K ﹤0.01%
432
– –
IGPT icon
3025
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$39K ﹤0.01%
2,478
– –
119 120
121
122 123

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.