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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROC
3001
DELISTED
ROCKWOOD HLDGS INC
ROC
$20K ﹤0.01%
250
-76
-23% -$5.86K
EWRS
3002
DELISTED
GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF
EWRS
$20K ﹤0.01%
+447
New +$19.5K
AVD icon
3003
American Vanguard Corp
AVD
$62.8M
$19K ﹤0.01%
1,670
+17
+1% +$188
AVDL
3004
DELISTED
Avadel Pharmaceuticals
AVDL
$19K ﹤0.01%
1,115
-295
-21% -$4.21K
BANX
3005
ArrowMark Financial
BANX
$200M
$19K ﹤0.01%
1,000
– –
DEW icon
3006
WisdomTree Global High Dividend Fund
DEW
$156M
$19K ﹤0.01%
436
+1
+0.2% +$45
DIOD icon
3007
Diodes
DIOD
$4.48B
$19K ﹤0.01%
667
+329
+97% +$8.34K
ENX
3008
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$19K ﹤0.01%
1,500
– –
GOVI icon
3009
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$19K ﹤0.01%
580
– –
IMAX icon
3010
IMAX
IMAX
$2.92B
$19K ﹤0.01%
+618
New +$18.1K
LAMR icon
3011
Lamar Advertising Co
LAMR
$15.8B
$19K ﹤0.01%
338
+41
+14% +$2.12K
LNW
3012
DELISTED
Light & Wonder
LNW
$19K ﹤0.01%
1,474
+16
+1% +$193
MATW icon
3013
Matthews International
MATW
$722M
$19K ﹤0.01%
397
+21
+6% +$960
NGD
3014
DELISTED
New Gold Inc
NGD
$19K ﹤0.01%
4,408
+3,534
+404% +$15.1K
PDN icon
3015
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$367M
$19K ﹤0.01%
748
+5
+0.7% +$132
PIM
3016
Franklin Master Intermediate Income Trust
PIM
$154M
$19K ﹤0.01%
+3,926
New +$19.5K
PLAB icon
3017
Photronics
PLAB
$1.97B
$19K ﹤0.01%
2,300
-300
-12% -$2.57K
SAND
3018
DELISTED
Sandstorm Gold
SAND
$19K ﹤0.01%
5,575
+4,075
+272% +$13.5K
SOYB icon
3019
Teucrium Soybean Fund
SOYB
$60.5M
$19K ﹤0.01%
900
– –
SPTL icon
3020
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$19K ﹤0.01%
508
+344
+210% +$12.1K
AEL
3021
DELISTED
American Equity Investment Life Holding Company
AEL
$19K ﹤0.01%
651
+136
+26% +$3.54K
FRBK
3022
DELISTED
Republic First Bancorp Inc
FRBK
$19K ﹤0.01%
5,000
– –
IPHS
3023
DELISTED
Innophos Holdings, Inc.
IPHS
$19K ﹤0.01%
318
+60
+23% +$3.37K
NCI
3024
DELISTED
Navigant Consulting, Inc.
NCI
$19K ﹤0.01%
1,236
+920
+291% +$13.3K
ARRY
3025
DELISTED
Array Biopharma Inc
ARRY
$19K ﹤0.01%
3,928
+139
+4% +$550
119 120
121
122 123

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.