We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSI
3001
DELISTED
Oaktree Strategic Income Corporation
OCSI
$12K ﹤0.01%
+1,000
New +$13K
AIG.WS
3002
DELISTED
American International Group, Inc.
AIG.WS
$12K ﹤0.01%
510
-583
-53% -$14.8K
STML
3003
DELISTED
Stemline Therapeutics, Inc.
STML
$12K ﹤0.01%
1,000
– –
UNT
3004
DELISTED
UNIT Corporation
UNT
$12K ﹤0.01%
197
+44
+29% +$2.83K
AMID
3005
DELISTED
American Midstream Partners, LP
AMID
$12K ﹤0.01%
400
– –
AHL
3006
DELISTED
ASPEN Insurance Holding Limited
AHL
$12K ﹤0.01%
286
-189
-40% -$8.03K
ENLK
3007
DELISTED
EnLink Midstream Partners, LP
ENLK
$12K ﹤0.01%
400
– –
WEB
3008
DELISTED
Web.com Group, Inc.
WEB
$12K ﹤0.01%
600
-600
-50% -$13.5K
JJG
3009
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$12K ﹤0.01%
353
+350
+11,667% +$13.2K
AYT
3010
DELISTED
iPath GEMS Asia 8 ETN
AYT
$12K ﹤0.01%
265
– –
SGI
3011
DELISTED
Silicon Graphics Intl.
SGI
$12K ﹤0.01%
1,252
-46
-4% -$432
SKUL
3012
DELISTED
SKULLCANDY INC
SKUL
$12K ﹤0.01%
1,500
– –
BIK
3013
DELISTED
SPDR S&P BRIC 40 ETF
BIK
$12K ﹤0.01%
497
-600
-55% -$14.8K
NES
3014
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$12K ﹤0.01%
825
– –
PCYC
3015
DELISTED
PHARMACYCLICS INC
PCYC
$12K ﹤0.01%
+104
New +$11.9K
FLY
3016
DELISTED
Fly Leasing Limited
FLY
$12K ﹤0.01%
966
+516
+115% +$7.38K
CQH
3017
DELISTED
Cheniere Energy Partners LP Holdings LLC
CQH
$12K ﹤0.01%
500
+200
+67% +$4.91K
QLIK
3018
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$12K ﹤0.01%
436
+206
+90% +$5.39K
PLM
3019
DELISTED
PolyMet Mining Corp.
PLM
$12K ﹤0.01%
1,115
-225
-17% -$2.6K
ARES icon
3020
Ares Management
ARES
$33.7B
$11K ﹤0.01%
+600
New +$11K
ASA
3021
ASA Gold and Precious Metals
ASA
$1.08B
$11K ﹤0.01%
904
– –
BKD icon
3022
Brookdale Senior Living
BKD
$3B
$11K ﹤0.01%
352
+300
+577% +$10.2K
BXMT icon
3023
Blackstone Mortgage Trust
BXMT
$2.44B
$11K ﹤0.01%
391
+256
+190% +$7.31K
ERTH icon
3024
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$11K ﹤0.01%
385
– –
FICO icon
3025
Fair Isaac
FICO
$24B
$11K ﹤0.01%
+201
New +$11.9K
119 120
121
122 123

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.