We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJE
3001
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$8K ﹤0.01%
313
+3
+1% +$80
BSJD
3002
DELISTED
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
$8K ﹤0.01%
310
+1
+0.3% +$26
FBC
3003
DELISTED
Flagstar Bancorp, Inc. New
FBC
$8K ﹤0.01%
528
– –
DLLR
3004
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$8K ﹤0.01%
750
– –
BDSI
3005
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$8K ﹤0.01%
+1,500
New +$7.21K
RTK
3006
DELISTED
Rentech, Inc.
RTK
$8K ﹤0.01%
400
-400
-50% -$8.4K
MDVN
3007
DELISTED
MEDIVATION, INC.
MDVN
$8K ﹤0.01%
260
– –
PLM
3008
DELISTED
PolyMet Mining Corp.
PLM
$8K ﹤0.01%
950
+250
+36% +$2K
CHA
3009
DELISTED
China Telecom Corporation, LTD
CHA
$8K ﹤0.01%
170
– –
BOI
3010
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$8K ﹤0.01%
500
– –
AAN.A
3011
DELISTED
The Aaron's Company Inc Class A
AAN.A
$8K ﹤0.01%
286
+35
+14% +$979
BCRX icon
3012
BioCryst Pharmaceuticals
BCRX
$2.64B
$7K ﹤0.01%
1,000
-27,000
-96% -$137K
BKN
3013
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$7K ﹤0.01%
500
– –
BYM
3014
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$7K ﹤0.01%
515
+10
+2% +$130
CIVB icon
3015
Civista Bancshares
CIVB
$592M
$7K ﹤0.01%
+1,000
New +$6.93K
CTO
3016
CTO Realty Growth
CTO
$809M
$7K ﹤0.01%
663
– –
DECK icon
3017
Deckers Outdoor
DECK
$12.8B
$7K ﹤0.01%
648
– –
DFE icon
3018
WisdomTree Europe SmallCap Dividend Fund
DFE
$168M
$7K ﹤0.01%
130
-282
-68% -$13.3K
DIN icon
3019
Dine Brands
DIN
$454M
$7K ﹤0.01%
100
– –
FORM icon
3020
FormFactor
FORM
$9.46B
$7K ﹤0.01%
+1,000
New +$6.8K
HIMX
3021
Himax Technologies
HIMX
$2.61B
$7K ﹤0.01%
+801
New +$5.7K
IFF icon
3022
International Flavors & Fragrances
IFF
$21.7B
$7K ﹤0.01%
80
-10
-11% -$810
IMKTA icon
3023
Ingles Markets
IMKTA
$1.65B
$7K ﹤0.01%
242
– –
IMMR icon
3024
Immersion
IMMR
$248M
$7K ﹤0.01%
+500
New +$6.86K
IX icon
3025
ORIX
IX
$43.1B
$7K ﹤0.01%
415
-265
-39% -$3.94K
119 120
121
122 123

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.