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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLKN icon
2976
MillerKnoll
MLKN
$1.62B
$28K ﹤0.01%
959
+146
+18% +$4.49K
OMER icon
2977
Omeros
OMER
$1.24B
$28K ﹤0.01%
1,770
+1,465
+480% +$20.2K
PRTA icon
2978
Prothena Corp
PRTA
$455M
$28K ﹤0.01%
412
+325
+374% +$19.6K
TAL icon
2979
TAL Education Group
TAL
$6.46B
$28K ﹤0.01%
3,666
+1,866
+104% +$12.7K
UEIC icon
2980
Universal Electronics
UEIC
$67.9M
$28K ﹤0.01%
552
+319
+137% +$15.5K
HTB
2981
HomeTrust Bancshares
HTB
$834M
$28K ﹤0.01%
1,400
+700
+100% +$13.7K
KDNY
2982
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
$28K ﹤0.01%
+200
New +$27.2K
NIB
2983
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$28K ﹤0.01%
685
+282
+70% +$11.8K
GLUU
2984
DELISTED
Glu Mobile Inc.
GLUU
$28K ﹤0.01%
11,500
+7,000
+156% +$24.1K
KERX
2985
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$28K ﹤0.01%
5,466
-1,349
-20% -$6.41K
BSFT
2986
DELISTED
BroadSoft, Inc.
BSFT
$28K ﹤0.01%
788
-27
-3% -$953
LSBG
2987
DELISTED
Lake Sunapee Bank Group
LSBG
$28K ﹤0.01%
2,000
– –
NXZ
2988
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$28K ﹤0.01%
1,963
+524
+36% +$7.21K
XL
2989
DELISTED
XL Group Ltd.
XL
$28K ﹤0.01%
710
+139
+24% +$5.28K
ARW icon
2990
Arrow Electronics
ARW
$10.9B
$27K ﹤0.01%
508
-19
-4% -$1.08K
CCNE icon
2991
CNB Financial Corp
CCNE
$1.03B
$27K ﹤0.01%
1,500
+1,000
+200% +$18.4K
CPA icon
2992
Copa Holdings
CPA
$6.14B
$27K ﹤0.01%
561
-17,512
-97% -$912K
DSM
2993
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$27K ﹤0.01%
3,280
– –
EXLS icon
2994
EXL Service
EXLS
$5.28B
$27K ﹤0.01%
3,075
+1,620
+111% +$14.1K
FIX icon
2995
Comfort Systems
FIX
$62.4B
$27K ﹤0.01%
986
+778
+374% +$23.7K
GAL icon
2996
State Street Global Allocation ETF
GAL
$316M
$27K ﹤0.01%
834
– –
HLF icon
2997
Herbalife
HLF
$1.29B
$27K ﹤0.01%
1,000
+46
+5% +$1.28K
LPLA icon
2998
LPL Financial
LPLA
$29.2B
$27K ﹤0.01%
630
-134
-18% -$5.71K
PSI icon
2999
Invesco Semiconductors ETF
PSI
$2.61B
$27K ﹤0.01%
3,210
– –
PTEN icon
3000
Patterson-UTI
PTEN
$4.34B
$27K ﹤0.01%
1,757
+1,672
+1,967% +$25.7K
118 119
120
121 122

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.