We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FN icon
2976
Fabrinet
FN
$20.3B
$12K ﹤0.01%
825
+338
+69% +$5.89K
FXA icon
2977
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$12K ﹤0.01%
142
-3,811
-96% -$353K
GLPI icon
2978
Gaming and Leisure Properties
GLPI
$12.7B
$12K ﹤0.01%
388
-104
-21% -$3.5K
ITUB icon
2979
Itaú Unibanco
ITUB
$80.9B
$12K ﹤0.01%
2,240
+5
+0.2% +$32
JLS icon
2980
Nuveen Mortgage and Income Fund
JLS
$95.3M
$12K ﹤0.01%
500
– –
LPCN icon
2981
Lipocine
LPCN
$17M
$12K ﹤0.01%
118
+59
+100% +$7.33K
LSTR icon
2982
Landstar System
LSTR
$6.4B
$12K ﹤0.01%
171
– –
CALY
2983
Callaway Golf Company
CALY
$2.95B
$12K ﹤0.01%
1,589
+548
+53% +$4.31K
NKSH icon
2984
National Bankshares
NKSH
$272M
$12K ﹤0.01%
420
– –
NVRI icon
2985
Enviri
NVRI
$564M
$12K ﹤0.01%
557
+139
+33% +$3.44K
PGEN icon
2986
Precigen
PGEN
$2.32B
$12K ﹤0.01%
680
– –
PMO
2987
Franklin Municipal Opportunities Trust
PMO
$290M
$12K ﹤0.01%
1,000
– –
QDF icon
2988
FlexShares Quality Dividend Index Fund
QDF
$2.29B
$12K ﹤0.01%
+343
New +$12.1K
REG icon
2989
Regency Centers
REG
$14.1B
$12K ﹤0.01%
231
-46
-17% -$2.57K
RUSHA icon
2990
Rush Enterprises Class A
RUSHA
$9.62B
$12K ﹤0.01%
781
+227
+41% +$3.56K
SKY icon
2991
Champion Homes
SKY
$5.23B
$12K ﹤0.01%
3,000
– –
SPTN
2992
DELISTED
SpartanNash
SPTN
$12K ﹤0.01%
600
– –
SPTS icon
2993
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
$12K ﹤0.01%
411
+165
+67% +$4.96K
SSB icon
2994
SouthState Bank Corp
SSB
$10.8B
$12K ﹤0.01%
+219
New +$12.9K
YPF icon
2995
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.4B
$12K ﹤0.01%
333
+300
+909% +$10.5K
AEL
2996
DELISTED
American Equity Investment Life Holding Company
AEL
$12K ﹤0.01%
515
+155
+43% +$3.65K
TCFC
2997
DELISTED
The Community Financial Corporation Common Stock
TCFC
$12K ﹤0.01%
+601
New +$13.1K
IBA
2998
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$12K ﹤0.01%
208
-18
-8% -$1.02K
ABMD
2999
DELISTED
Abiomed Inc
ABMD
$12K ﹤0.01%
500
– –
POLY
3000
DELISTED
Plantronics, Inc.
POLY
$12K ﹤0.01%
253
-27
-10% -$1.29K
118 119
120
121 122

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.