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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENIA
2976
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$8K ﹤0.01%
908
-879
-49% -$7.49K
WRI
2977
DELISTED
Weingarten Realty Investors
WRI
$8K ﹤0.01%
274
-61
-18% -$1.85K
ACHN
2978
DELISTED
Achillion Pharmaceuticals
ACHN
$8K ﹤0.01%
2,500
– –
AMID
2979
DELISTED
American Midstream Partners, LP
AMID
$8K ﹤0.01%
400
– –
NTRI
2980
DELISTED
NutriSystem, Inc.
NTRI
$8K ﹤0.01%
411
+383
+1,368% +$4.79K
BNCL
2981
DELISTED
Beneficial Bancorp, Inc.
BNCL
$8K ﹤0.01%
880
-3,245
-79% -$27K
TLP
2982
DELISTED
Transmontaigne
TLP
$8K ﹤0.01%
200
– –
SN
2983
DELISTED
Sanchez Energy Corporation
SN
$8K ﹤0.01%
300
– –
AHL
2984
DELISTED
ASPEN Insurance Holding Limited
AHL
$8K ﹤0.01%
206
-18
-8% -$662
ENLK
2985
DELISTED
EnLink Midstream Partners, LP
ENLK
$8K ﹤0.01%
400
– –
EDR
2986
DELISTED
Education Realty Trust Inc
EDR
$8K ﹤0.01%
296
-22
-7% -$624
SNAK
2987
DELISTED
Inventure Foods, Inc.
SNAK
$8K ﹤0.01%
750
– –
LMOS
2988
DELISTED
Lumos Networks Corp
LMOS
$8K ﹤0.01%
+350
New +$6.27K
IPF
2989
DELISTED
SPDR S&P International Financial Sector
IPF
$8K ﹤0.01%
374
– –
IST
2990
DELISTED
SPDR S&P International Telecommunications Sector
IST
$8K ﹤0.01%
+300
New +$7.46K
CEB
2991
DELISTED
CEB Inc.
CEB
$8K ﹤0.01%
111
-2
-2% -$136
HAR
2992
DELISTED
Harman International Industries
HAR
$8K ﹤0.01%
95
+26
+38% +$1.62K
SAAS
2993
DELISTED
inContact, Inc.
SAAS
$8K ﹤0.01%
1,000
– –
RDEN
2994
DELISTED
ELIZABETH ARDEN INC
RDEN
$8K ﹤0.01%
226
+28
+14% +$1.1K
AFOP
2995
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$8K ﹤0.01%
+400
New +$6.92K
IO
2996
DELISTED
ION Geophysical Corporation
IO
$8K ﹤0.01%
99
-170
-63% -$14K
PBY
2997
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$8K ﹤0.01%
650
+100
+18% +$1.21K
MLPL
2998
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
$8K ﹤0.01%
+150
New +$8K
WHZ
2999
DELISTED
WHITING USA TR II TR UNIT (DE)
WHZ
$8K ﹤0.01%
602
+32
+6% +$418
IFNA
3000
DELISTED
ISHARES NORTH AMERICA REAL ESTATE ETF
IFNA
$8K ﹤0.01%
+180
New +$8.74K
118 119
120
121 122

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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.