Ladenburg Thalmann Financial Services’s UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN MLPL Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio MLPL Stock Details MLPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-150	Closed	-$11K	–	4539
2014 Q3	$11K	Hold	150	–	–	﹤0.01%	3081
2014 Q2	$11K	Hold	150	–	–	﹤0.01%	3055
2014 Q1	$8K	Hold	150	–	–	﹤0.01%	3094
2013 Q4	$8K	Hold	150	–	–	﹤0.01%	3079
2013 Q3	$8K	Buy	+150	New	+$8K	﹤0.01%	3003

Other funds holding MLPL

EGA

Eagle Global Advisors Houston, Texas $3.02B AUM 34.37% 1-Year Est. Return

Thiel Macro Los Angeles, California $74.4M AUM 91.31% 1-Year Est. Return

NIM

NXG Investment Management Dallas, Texas $2.23B AUM 42.72% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $963M AUM 32.56% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SCA

Salient Capital Advisors Houston, Texas $1.74B AUM 12.95% 1-Year Est. Return

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

USCA RIA Houston, Texas $1.65B AUM 39.8% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Ladenburg Thalmann Financial Services's MLPL Position: Q4 2014 in Review

Ladenburg Thalmann Financial Services sold out of UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN (MLPL) in Q4 2014, closing a stake of 150 shares — an estimated $11K sold.

Ladenburg Thalmann Financial Services first reported a position in MLPL in Q3 2013 and held it in 5 quarters. The position peaked at $11K in Q3 2014. 21 funds tracked by Wall St. Rank hold MLPL as of Q4 2014.

Ladenburg Thalmann Financial Services reported no remaining UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN position as of Q4 2014 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 150 UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN shares in Q4 2014, an estimated $11K.
Ladenburg Thalmann Financial Services first reported a position in UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q3 2013 and held it in 5 quarters.
Ladenburg Thalmann Financial Services's UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN position peaked at $11K in Q3 2014.
21 funds tracked by Wall St. Rank held UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN as of Q4 2014.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.