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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNDX icon
276
Vanguard Total International Bond ETF
BNDX
$82.8B
$1.97M 0.06%
38,970
+37,177
+2,073% +$1.87M
SPLS
277
DELISTED
Staples Inc
SPLS
$1.96M 0.06%
172,735
+102,584
+146% +$1.34M
TSLA icon
278
Tesla
TSLA
$1.3T
$1.95M 0.06%
138,630
+83,100
+150% +$1.11M
IXP icon
279
iShares Global Comm Services ETF
IXP
$570M
$1.94M 0.06%
29,033
+8,564
+42% +$566K
EPU icon
280
iShares MSCI Peru and Global Exposure ETF
EPU
$558M
$1.94M 0.06%
59,897
-7,392
-11% -$242K
AGN
281
DELISTED
Allergan plc
AGN
$1.93M 0.06%
9,380
-825
-8% -$163K
EVT icon
282
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$1.92M 0.06%
97,612
-2,019
-2% -$38.7K
IWN icon
283
iShares Russell 2000 Value ETF
IWN
$14.5B
$1.88M 0.05%
18,673
+1,182
+7% +$116K
PXD
284
DELISTED
Pioneer Natural Resource Co.
PXD
$1.87M 0.05%
9,978
+80
+0.8% +$14.6K
DBC icon
285
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$1.84M 0.05%
70,518
+147
+0.2% +$3.76K
BIIB icon
286
Biogen
BIIB
$30.7B
$1.84M 0.05%
5,610
+39
+0.7% +$12.4K
WOLF icon
287
Wolfspeed
WOLF
$1.59B
$1.82M 0.05%
32,157
+1,239
+4% +$75.6K
PJP icon
288
Invesco Pharmaceuticals ETF
PJP
$499M
$1.82M 0.05%
32,113
-426
-1% -$24.2K
PDP icon
289
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$1.81M 0.05%
48,080
-43,325
-47% -$1.6M
FXD icon
290
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$1.81M 0.05%
55,709
-5,815
-9% -$184K
MOAT icon
291
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$1.8M 0.05%
61,543
+9,287
+18% +$266K
RTN
292
DELISTED
Raytheon Company
RTN
$1.8M 0.05%
18,256
+2,924
+19% +$277K
RDS.A
293
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.79M 0.05%
26,298
+557
+2% +$37.2K
SPXL icon
294
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.27B
$1.79M 0.05%
108,128
-37,624
-26% -$586K
FXG icon
295
First Trust Consumer Staples AlphaDEX Fund
FXG
$230M
$1.78M 0.05%
48,605
+3,485
+8% +$124K
PAYX icon
296
Paychex
PAYX
$42.9B
$1.77M 0.05%
41,485
-3,941
-9% -$167K
XHB icon
297
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$1.77M 0.05%
54,245
+1,860
+4% +$60.4K
PEG icon
298
Public Service Enterprise Group
PEG
$37.2B
$1.73M 0.05%
45,445
+2,525
+6% +$87.2K
ECL icon
299
Ecolab
ECL
$79.7B
$1.73M 0.05%
16,006
+1,737
+12% +$182K
BLK icon
300
Blackrock
BLK
$175B
$1.72M 0.05%
5,466
+2,071
+61% +$633K
10 11
12
13 14

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HAM
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CM
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TRAM
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.