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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJK icon
276
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$1.58M 0.05%
45,520
+1,272
+3% +$43.3K
XHB icon
277
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
$1.58M 0.05%
51,568
-4,415
-8% -$132K
KRFT
278
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$1.57M 0.05%
29,927
+1,279
+4% +$70.1K
KYN icon
279
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$1.56M 0.05%
43,670
+997
+2% +$35.9K
SNI
280
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$1.56M 0.05%
20,606
-615
-3% -$45.4K
SPIP icon
281
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$1.55M 0.05%
55,746
-9,720
-15% -$269K
PCI
282
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.55M 0.05%
69,896
+12,563
+22% +$273K
AOM icon
283
iShares Core Moderate Allocation ETF
AOM
$1.78B
$1.55M 0.05%
46,427
-2,020
-4% -$66.5K
BID
284
DELISTED
Sotheby's
BID
$1.55M 0.05%
31,474
-102
-0.3% -$4.54K
RY icon
285
Royal Bank of Canada
RY
$293B
$1.53M 0.05%
24,073
+23
+0.1% +$1.43K
VALE icon
286
Vale
VALE
$62.6B
$1.53M 0.05%
97,815
+77,836
+390% +$1.15M
RSO
287
DELISTED
Resource Capital Corp.
RSO
$1.52M 0.05%
63,905
+4,825
+8% +$118K
ELD icon
288
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$1.51M 0.05%
32,189
-9,281
-22% -$438K
IXN icon
289
iShares Global Tech ETF
IXN
$9.26B
$1.51M 0.05%
121,194
-29,088
-19% -$355K
EQR icon
290
Equity Residential
EQR
$25.1B
$1.5M 0.05%
28,081
+1,706
+6% +$94K
FDX icon
291
FedEx
FDX
$75.4B
$1.5M 0.05%
13,139
-456
-3% -$49.2K
DLS icon
292
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$1.5M 0.05%
24,963
+13,923
+126% +$792K
URI icon
293
United Rentals
URI
$72.4B
$1.48M 0.05%
25,398
-989
-4% -$54.9K
EMR icon
294
Emerson Electric
EMR
$88.3B
$1.48M 0.05%
22,840
-343
-1% -$21K
PARA
295
DELISTED
Paramount Global Class B
PARA
$1.48M 0.05%
26,770
-111
-0.4% -$5.91K
SHV icon
296
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.48M 0.05%
13,372
-16,178
-55% -$1.78M
EWA icon
297
iShares MSCI Australia ETF
EWA
$1.48B
$1.47M 0.05%
58,931
-13,623
-19% -$327K
DOC icon
298
Healthpeak Properties
DOC
$14.8B
$1.47M 0.05%
39,441
+20,495
+108% +$799K
XRAY icon
299
Dentsply Sirona
XRAY
$2.43B
$1.47M 0.05%
33,733
+274
+0.8% +$11.7K
HDV
300
iShares Core High Dividend ETF
HDV
$14.8B
$1.46M 0.05%
110,415
+8,470
+8% +$115K
10 11
12
13 14

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.