We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRF
2926
DELISTED
INTL RECTIFIER CORP
IRF
$14K ﹤0.01%
359
-23,001
-98% -$747K
JGT
2927
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$14K ﹤0.01%
1,346
– –
KMM
2928
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$14K ﹤0.01%
1,600
-21,336
-93% -$196K
HYGS
2929
DELISTED
Hydrogenics Corp
HYGS
$14K ﹤0.01%
828
– –
AWI icon
2930
Armstrong World Industries
AWI
$7.68B
$13K ﹤0.01%
239
– –
BIZD icon
2931
VanEck BDC Income ETF
BIZD
$1.71B
$13K ﹤0.01%
647
-510
-44% -$10.4K
BLKB icon
2932
Blackbaud
BLKB
$2.1B
$13K ﹤0.01%
333
-41
-11% -$1.53K
CFBK icon
2933
CF Bankshares
CFBK
$235M
$13K ﹤0.01%
1,818
– –
CRS icon
2934
Carpenter Technology
CRS
$26.6B
$13K ﹤0.01%
284
-3,578
-93% -$197K
DLX icon
2935
Deluxe
DLX
$1.11B
$13K ﹤0.01%
241
+94
+64% +$5.42K
DSM
2936
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$13K ﹤0.01%
1,579
+300
+23% +$2.43K
DWM icon
2937
WisdomTree International Equity Fund
DWM
$694M
$13K ﹤0.01%
255
– –
ESE icon
2938
ESCO Technologies
ESE
$7.79B
$13K ﹤0.01%
377
+13
+4% +$452
HRZN icon
2939
Horizon Technology Finance
HRZN
$343M
$13K ﹤0.01%
967
+9
+0.9% +$127
INDB icon
2940
Independent Bank
INDB
$4.05B
$13K ﹤0.01%
354
– –
ITRI icon
2941
Itron
ITRI
$4.5B
$13K ﹤0.01%
341
– –
LPL icon
2942
LG Display
LPL
$3.37B
$13K ﹤0.01%
844
-153
-15% -$2.52K
MCN
2943
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$13K ﹤0.01%
1,500
– –
OLED icon
2944
Universal Display
OLED
$4.18B
$13K ﹤0.01%
400
– –
PCYO icon
2945
Pure Cycle
PCYO
$273M
$13K ﹤0.01%
+2,000
New +$13.2K
PRGS icon
2946
Progress Software
PRGS
$1.83B
$13K ﹤0.01%
536
+106
+25% +$2.49K
SFL icon
2947
SFL Corp
SFL
$1.61B
$13K ﹤0.01%
796
-10
-1% -$186
TECH icon
2948
Bio-Techne
TECH
$11.2B
$13K ﹤0.01%
540
+252
+88% +$5.91K
TMUS icon
2949
T-Mobile US
TMUS
$197B
$13K ﹤0.01%
454
-196
-30% -$6.03K
TS icon
2950
Tenaris
TS
$26.6B
$13K ﹤0.01%
287
-64
-18% -$2.88K
116 117
118
119 120

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.