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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHOS
2926
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$11K ﹤0.01%
+450
New +$10.4K
ROX
2927
DELISTED
Castle Brands, Inc.
ROX
$11K ﹤0.01%
9,000
+5,000
+125% +$4.65K
PLKI
2928
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$11K ﹤0.01%
259
+9
+4% +$363
CLC
2929
DELISTED
Clarcor
CLC
$11K ﹤0.01%
193
– –
NQI
2930
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$11K ﹤0.01%
839
+5
+0.6% +$63
IO
2931
DELISTED
ION Geophysical Corporation
IO
$11K ﹤0.01%
167
-32
-16% -$1.75K
AVL
2932
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$11K ﹤0.01%
17,075
– –
FNIO
2933
DELISTED
ISHARES TR INDL/OFFICE REAL ESTATE CAPPED ETF
FNIO
$11K ﹤0.01%
354
-648
-65% -$20.2K
TYY
2934
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
$11K ﹤0.01%
330
– –
AXFN
2935
DELISTED
ISHARES MSCI ACWI EX US FINLS ETF
AXFN
$11K ﹤0.01%
456
– –
KMI.WS
2936
DELISTED
Kinder Morgan Inc
KMI.WS
$11K ﹤0.01%
6,204
+160
+3% +$404
GSC
2937
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$11K ﹤0.01%
225
– –
CZR
2938
DELISTED
Caesars Entertainment Corporation
CZR
$11K ﹤0.01%
600
– –
AXS icon
2939
AXIS Capital
AXS
$7.3B
$10K ﹤0.01%
212
-28
-12% -$1.26K
BKU icon
2940
Bankunited
BKU
$3.41B
$10K ﹤0.01%
281
– –
BLDP
2941
Ballard Power Systems
BLDP
$790M
$10K ﹤0.01%
2,300
+2,000
+667% +$6.46K
BLKB icon
2942
Blackbaud
BLKB
$2.1B
$10K ﹤0.01%
332
+62
+23% +$2.09K
BRKR icon
2943
Bruker
BRKR
$8.83B
$10K ﹤0.01%
450
-124
-22% -$2.7K
EGO icon
2944
Eldorado Gold
EGO
$10B
$10K ﹤0.01%
346
+145
+72% +$4.73K
GNR icon
2945
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$10K ﹤0.01%
205
+150
+273% +$7.37K
ICLN icon
2946
iShares Global Clean Energy ETF
ICLN
$2.11B
$10K ﹤0.01%
900
– –
IFF icon
2947
International Flavors & Fragrances
IFF
$21.4B
$10K ﹤0.01%
100
+20
+25% +$1.8K
JEQ
2948
DELISTED
abrdn Japan Equity Fund
JEQ
$10K ﹤0.01%
1,500
– –
JOF
2949
Japan Smaller Capitalization Fund
JOF
$356M
$10K ﹤0.01%
1,116
– –
MZTI
2950
The Marzetti Company
MZTI
$3.22B
$10K ﹤0.01%
102
-34
-25% -$3.05K
116 117
118
119 120

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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.