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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPXX icon
2901
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$346M
$14K ﹤0.01%
1,008
– –
SWX icon
2902
Southwest Gas
SWX
$6.67B
$14K ﹤0.01%
291
+57
+24% +$2.91K
TER icon
2903
Teradyne
TER
$64.2B
$14K ﹤0.01%
722
+61
+9% +$1.2K
TPZ
2904
Tortoise Electrification Infrastructure ETF
TPZ
$127M
$14K ﹤0.01%
500
– –
TTSH
2905
DELISTED
Tile Shop Holdings
TTSH
$14K ﹤0.01%
1,483
+373
+34% +$4.16K
WERN icon
2906
Werner Enterprises
WERN
$2.31B
$14K ﹤0.01%
551
– –
XME icon
2907
State Street SPDR S&P Metals & Mining ETF
XME
$4.46B
$14K ﹤0.01%
371
-1,557
-81% -$65.2K
IRD
2908
Opus Genetics
IRD
$309M
$14K ﹤0.01%
36
– –
BECN
2909
DELISTED
Beacon Roofing Supply, Inc.
BECN
$14K ﹤0.01%
565
-48
-8% -$1.36K
HAYN
2910
DELISTED
Haynes International, Inc.
HAYN
$14K ﹤0.01%
300
– –
ARGO
2911
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$14K ﹤0.01%
397
+133
+50% +$4.97K
QDYN
2912
DELISTED
FlexShares Quality Dividend Dynamic Index Fund
QDYN
$14K ﹤0.01%
400
– –
TGA
2913
DELISTED
Transglobe Energy Corp
TGA
$14K ﹤0.01%
2,270
– –
HRC
2914
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$14K ﹤0.01%
342
+77
+29% +$3.23K
IPHS
2915
DELISTED
Innophos Holdings, Inc.
IPHS
$14K ﹤0.01%
258
+43
+20% +$2.49K
ARRY
2916
DELISTED
Array Biopharma Inc
ARRY
$14K ﹤0.01%
3,789
-34
-0.9% -$134
SGYP
2917
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$14K ﹤0.01%
5,000
– –
ENY
2918
DELISTED
Invesco Canadian Energy Income ETF
ENY
$14K ﹤0.01%
900
– –
ECYT
2919
DELISTED
Endocyte, Inc. Common Stock
ECYT
$14K ﹤0.01%
2,275
-170
-7% -$1.16K
MZOR
2920
DELISTED
Mazor Robotics Ltd.
MZOR
$14K ﹤0.01%
1,150
+350
+44% +$4.88K
TNGO
2921
DELISTED
Tangoe, Inc.
TNGO
$14K ﹤0.01%
1,000
– –
WPG
2922
DELISTED
Washington Prime Group Inc.
WPG
$14K ﹤0.01%
86
-25
-23% -$4.23K
MLPW
2923
DELISTED
UBS AG JERSEY BRANCH E TRACS LKD WELLS FARGO (CHE)
MLPW
$14K ﹤0.01%
343
– –
FORX
2924
DELISTED
PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF
FORX
$14K ﹤0.01%
300
– –
BPZ
2925
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$14K ﹤0.01%
7,500
– –
115 116
117
118 119

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.