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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 6.22%
2 Technology 5.79%
3 Industrials 4.76%
4 Consumer Staples 3.75%
5 Healthcare 3.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSCC
2851
DELISTED
Microsemi Corp
MSCC
$83K ﹤0.01%
1,600
+13
+0.8% +$683
BANR icon
2852
Banner Corp
BANR
$2.5B
$82K ﹤0.01%
1,501
+1,087
+263% +$63K
CSTE icon
2853
Caesarstone
CSTE
$104M
$82K ﹤0.01%
3,743
+2,920
+355% +$75K
GERN icon
2854
Geron
GERN
$982M
$82K ﹤0.01%
45,070
+2,250
+5% +$4.54K
GOAU icon
2855
US Global GO Gold and Precious Metal Miners ETF
GOAU
$194M
$82K ﹤0.01%
+6,282
New +$78.3K
HYHG icon
2856
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$194M
$82K ﹤0.01%
1,226
+462
+60% +$31.3K
MUFG icon
2857
Mitsubishi UFJ Financial
MUFG
$260B
$82K ﹤0.01%
11,412
+2,429
+27% +$16.6K
NRK icon
2858
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
$82K ﹤0.01%
6,278
+16
+0.3% +$208
PTNQ icon
2859
Pacer Trendpilot 100 ETF
PTNQ
$1.27B
$82K ﹤0.01%
2,710
– –
SABR icon
2860
Sabre
SABR
$892M
$82K ﹤0.01%
4,010
-3,459
-46% -$66.2K
INSY
2861
DELISTED
Insys Therapeutics, Inc.
INSY
$82K ﹤0.01%
8,512
+6,444
+312% +$42.2K
NFO
2862
DELISTED
Invesco Insider Sentiment ETF
NFO
$82K ﹤0.01%
1,326
– –
CASC
2863
DELISTED
Cascadian Therapeutics, Inc.
CASC
$82K ﹤0.01%
22,193
– –
GHC icon
2864
Graham Holdings Company
GHC
$5.03B
$81K ﹤0.01%
144
-16
-10% -$9.06K
KTOS icon
2865
Kratos Defense & Security Solutions
KTOS
$11.8B
$81K ﹤0.01%
7,626
+471
+7% +$5.37K
XXII
2866
22nd Century Group
XXII
$1.49M
– –
0
– –
SUM
2867
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$81K ﹤0.01%
2,622
+2,117
+419% +$63.7K
JHMH
2868
DELISTED
John Hancock Multifactor Healthcare ETF
JHMH
$81K ﹤0.01%
2,613
+600
+30% +$18.4K
MINI
2869
DELISTED
Mobile Mini Inc
MINI
$81K ﹤0.01%
2,326
+1
+0% +$34
MZA
2870
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
$81K ﹤0.01%
5,000
– –
FONE
2871
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$81K ﹤0.01%
1,551
-124
-7% -$6.44K
PAGG
2872
DELISTED
Invesco Global Agriculture ETF
PAGG
$81K ﹤0.01%
2,967
+511
+21% +$13.6K
ANIP icon
2873
ANI Pharmaceuticals
ANIP
$1.72B
$80K ﹤0.01%
1,234
+30
+2% +$1.87K
CLDT
2874
Chatham Lodging
CLDT
$590M
$80K ﹤0.01%
3,515
+1,015
+41% +$22.7K
DLTH icon
2875
Duluth Holdings
DLTH
$151M
$80K ﹤0.01%
4,483
+1,583
+55% +$29.3K
113 114
115
116 117

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.