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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPF
2851
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$25K ﹤0.01%
1,808
+808
+81% +$11.1K
EVO
2852
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$25K ﹤0.01%
1,810
-6,438
-78% -$87.5K
OB
2853
DELISTED
Onebeacon Insurance Group Ltd
OB
$25K ﹤0.01%
1,569
-248
-14% -$3.98K
ALLE icon
2854
Allegion
ALLE
$14.1B
$24K ﹤0.01%
430
+16
+4% +$830
OSG
2855
Octave Specialty Group
OSG
$210M
$24K ﹤0.01%
993
-887
-47% -$20.7K
BSL
2856
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$24K ﹤0.01%
1,439
+14
+1% +$238
CLDX icon
2857
Celldex Therapeutics
CLDX
$3.52B
$24K ﹤0.01%
88
+80
+1,000% +$19.9K
CSTE icon
2858
Caesarstone
CSTE
$104M
$24K ﹤0.01%
406
-181
-31% -$10.3K
DMB
2859
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$24K ﹤0.01%
2,000
– –
EET icon
2860
ProShares Ultra MSCI Emerging Markets
EET
$37.4M
$24K ﹤0.01%
350
– –
ESGR
2861
DELISTED
Enstar Group
ESGR
$24K ﹤0.01%
157
– –
FHN icon
2862
First Horizon
FHN
$12.3B
$24K ﹤0.01%
1,756
-82
-4% -$1.04K
FMS icon
2863
Fresenius Medical Care
FMS
$12.6B
$24K ﹤0.01%
657
-1
-0.2% -$36
GIFI
2864
DELISTED
Gulf Island Fabrication
GIFI
$24K ﹤0.01%
1,230
+55
+5% +$1.09K
KGC icon
2865
Kinross Gold
KGC
$32.6B
$24K ﹤0.01%
8,488
+2,457
+41% +$6.89K
LDOS icon
2866
Leidos
LDOS
$17.6B
$24K ﹤0.01%
547
+76
+16% +$2.97K
LII icon
2867
Lennox International
LII
$14.5B
$24K ﹤0.01%
250
+150
+150% +$13.3K
MTDR icon
2868
Matador Resources
MTDR
$6.5B
$24K ﹤0.01%
1,200
-400
-25% -$8.3K
MYN icon
2869
BlackRock MuniYield New York Quality Fund
MYN
$376M
$24K ﹤0.01%
1,866
-2,826
-60% -$36.6K
PSR icon
2870
Invesco Active US Real Estate Fund
PSR
$59.9M
$24K ﹤0.01%
319
– –
RGT
2871
Royce Global Value Trust
RGT
$101M
$24K ﹤0.01%
2,983
+1,673
+128% +$13.9K
SPGP icon
2872
Invesco S&P 500 GARP ETF
SPGP
$2.33B
$24K ﹤0.01%
728
– –
UVE icon
2873
Universal Insurance Holdings
UVE
$1.18B
$24K ﹤0.01%
1,159
+673
+138% +$11.8K
ZG icon
2874
Zillow
ZG
$7.53B
$24K ﹤0.01%
687
+360
+110% +$13.2K
ZROZ icon
2875
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
$24K ﹤0.01%
200
-100
-33% -$11.2K
113 114
115
116 117

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.