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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDY icon
2851
Dr. Reddy's Laboratories
RDY
$10.3B
$15K ﹤0.01%
1,435
– –
RRX icon
2852
Regal Rexnord
RRX
$11.4B
$15K ﹤0.01%
226
-30
-12% -$2.16K
SLX icon
2853
VanEck Steel ETF
SLX
$174M
$15K ﹤0.01%
336
– –
SMOG icon
2854
VanEck Low Carbon Energy ETF
SMOG
$135M
$15K ﹤0.01%
251
– –
UGA icon
2855
United States Gasoline Fund
UGA
$136M
$15K ﹤0.01%
267
– –
UMBF icon
2856
UMB Financial
UMBF
$11.5B
$15K ﹤0.01%
272
+63
+30% +$3.64K
VGLT icon
2857
Vanguard Long-Term Treasury ETF
VGLT
$10.4B
$15K ﹤0.01%
+203
New +$14.6K
VIPS icon
2858
Vipshop
VIPS
$6.8B
$15K ﹤0.01%
770
+470
+157% +$9.68K
WSO icon
2859
Watsco Inc
WSO
$12.9B
$15K ﹤0.01%
171
+11
+7% +$1.02K
WWR icon
2860
Westwater Resources
WWR
$75.2M
$15K ﹤0.01%
10
– –
B
2861
DELISTED
Barnes Group Inc.
B
$15K ﹤0.01%
484
+73
+18% +$2.56K
CBD
2862
DELISTED
Companhia Brasileira de Distribuicao
CBD
$15K ﹤0.01%
350
– –
ALBO
2863
DELISTED
Albireo Pharma Inc
ALBO
$15K ﹤0.01%
300
-267
-47% -$15.3K
JTD
2864
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$15K ﹤0.01%
1,000
– –
TCP
2865
DELISTED
TC Pipelines LP
TCP
$15K ﹤0.01%
220
+90
+69% +$5.03K
RBS.PRS.CL
2866
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$15K ﹤0.01%
620
– –
ARII
2867
DELISTED
American Railcar Industries, Inc.
ARII
$15K ﹤0.01%
204
+53
+35% +$3.9K
ISL
2868
DELISTED
Aberdeen Israel Fund
ISL
$15K ﹤0.01%
850
– –
CPN
2869
DELISTED
Calpine Corporation
CPN
$15K ﹤0.01%
705
-107
-13% -$2.42K
CVT
2870
DELISTED
CVENT, INC.
CVT
$15K ﹤0.01%
587
+32
+6% +$843
BABS
2871
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$15K ﹤0.01%
252
– –
CNL
2872
DELISTED
CLECO CRP (HOLDING CO)
CNL
$15K ﹤0.01%
313
+60
+24% +$3.32K
LF
2873
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$15K ﹤0.01%
2,550
+1,000
+65% +$6.7K
FXEN
2874
DELISTED
FX ENERGY INC
FXEN
$15K ﹤0.01%
5,000
– –
PGI
2875
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
$15K ﹤0.01%
1,265
– –
113 114
115
116 117

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.