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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBV
2851
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$12K ﹤0.01%
465
– –
LVNTA
2852
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$12K ﹤0.01%
387
– –
CIE
2853
DELISTED
Cobalt International Energy, Inc
CIE
$12K ﹤0.01%
47
– –
LLTC
2854
DELISTED
Linear Technology Corp
LLTC
$12K ﹤0.01%
263
-2
-0.8% -$83
CLC
2855
DELISTED
Clarcor
CLC
$12K ﹤0.01%
193
+30
+18% +$1.78K
MLPW
2856
DELISTED
UBS AG JERSEY BRANCH E TRACS LKD WELLS FARGO (CHE)
MLPW
$12K ﹤0.01%
+343
New +$11.2K
LF
2857
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$12K ﹤0.01%
1,550
+400
+35% +$3.39K
MCRL
2858
DELISTED
MICREL INC
MCRL
$12K ﹤0.01%
1,172
-297
-20% -$2.79K
FURX
2859
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
$12K ﹤0.01%
278
+200
+256% +$8.22K
AXFN
2860
DELISTED
ISHARES MSCI ACWI EX US FINLS ETF
AXFN
$12K ﹤0.01%
456
– –
CCXE
2861
DELISTED
WISDOMTREE COMMODITY COUNTRY EQUITY FND (DE)
CCXE
$12K ﹤0.01%
410
+1
+0.2% +$31
NPF
2862
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$12K ﹤0.01%
1,000
– –
AVDL
2863
DELISTED
Avadel Pharmaceuticals
AVDL
$11K ﹤0.01%
+1,410
New +$9.95K
AXS icon
2864
AXIS Capital
AXS
$7.3B
$11K ﹤0.01%
240
+21
+10% +$991
BOOM icon
2865
DMC Global
BOOM
$153M
$11K ﹤0.01%
504
– –
BRKR icon
2866
Bruker
BRKR
$8.83B
$11K ﹤0.01%
574
-900
-61% -$17.6K
CIG icon
2867
CEMIG Preferred Shares
CIG
$5.58B
$11K ﹤0.01%
3,732
-313
-8% -$1.04K
CPA icon
2868
Copa Holdings
CPA
$6.17B
$11K ﹤0.01%
71
– –
CROX icon
2869
Crocs
CROX
$6.36B
$11K ﹤0.01%
653
-4
-0.6% -$53
DXCM icon
2870
DexCom
DXCM
$34.5B
$11K ﹤0.01%
1,304
– –
EGHT icon
2871
8x8 Inc
EGHT
$303M
$11K ﹤0.01%
1,095
– –
EGP icon
2872
EastGroup Properties
EGP
$11B
$11K ﹤0.01%
183
– –
POWR
2873
iShares U.S. Power Infrastructure ETF
POWR
$464M
$11K ﹤0.01%
415
+195
+89% +$4.98K
GLV
2874
Clough Global Dividend & Income Fund
GLV
$78.3M
$11K ﹤0.01%
706
– –
HMN icon
2875
Horace Mann Educators
HMN
$2.1B
$11K ﹤0.01%
364
– –
113 114
115
116 117

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.