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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFCF
2826
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$47K ﹤0.01%
1,890
– –
AHL
2827
DELISTED
ASPEN Insurance Holding Limited
AHL
$47K ﹤0.01%
959
-59
-6% -$2.69K
EVEP
2828
DELISTED
EV Energy Partners, L.P.
EVEP
$47K ﹤0.01%
19,449
-31
-0.2% -$74
PERM
2829
DELISTED
Global X Permanent ETF
PERM
$47K ﹤0.01%
1,828
– –
VNR
2830
DELISTED
Vanguard Natural Resources, LLC
VNR
$47K ﹤0.01%
52,253
-4,134
-7% -$5.93K
GOLD
2831
DELISTED
Randgold Resources Ltd
GOLD
$47K ﹤0.01%
473
+100
+27% +$10.8K
BLRX
2832
BioLineRX
BLRX
$12M
$46K ﹤0.01%
67
– –
CADE
2833
DELISTED
Cadence Bank
CADE
$46K ﹤0.01%
1,999
-268
-12% -$6.37K
CXW icon
2834
CoreCivic
CXW
$3.25B
$46K ﹤0.01%
3,280
+685
+26% +$16.4K
EGP icon
2835
EastGroup Properties
EGP
$10.9B
$46K ﹤0.01%
640
+84
+15% +$6.07K
LBRDK icon
2836
Liberty Broadband Class C
LBRDK
$5.21B
$46K ﹤0.01%
634
+28
+5% +$1.87K
MTDR icon
2837
Matador Resources
MTDR
$6.64B
$46K ﹤0.01%
1,900
-98
-5% -$2.15K
PAGP icon
2838
Plains GP Holdings
PAGP
$5.11B
$46K ﹤0.01%
1,359
+486
+56% +$14.7K
PB icon
2839
Prosperity Bancshares
PB
$9.02B
$46K ﹤0.01%
837
+701
+515% +$37.2K
PYZ icon
2840
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$78M
$46K ﹤0.01%
792
-900
-53% -$52.2K
WFC.PRL icon
2841
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
$46K ﹤0.01%
36
+2
+6% +$2.68K
OMN
2842
DELISTED
OMNOVA Solutions Inc.
OMN
$46K ﹤0.01%
5,497
+5,350
+3,639% +$49.8K
BSFT
2843
DELISTED
BroadSoft, Inc.
BSFT
$46K ﹤0.01%
989
-115
-10% -$5.13K
CHCO icon
2844
City Holding Co
CHCO
$2.07B
$45K ﹤0.01%
900
– –
EQNR icon
2845
Equinor
EQNR
$96.8B
$45K ﹤0.01%
2,648
+1,458
+123% +$23.7K
FCPT icon
2846
Four Corners Property Trust
FCPT
$2.77B
$45K ﹤0.01%
2,115
-212
-9% -$4.46K
KYNB
2847
Kyntra Bio
KYNB
$28.5M
$45K ﹤0.01%
85
+4
+5% +$1.88K
GUSH icon
2848
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$252M
$45K ﹤0.01%
10
+3
+43% +$11.4K
HEES
2849
DELISTED
H&E Equipment Services
HEES
$45K ﹤0.01%
2,695
+2,666
+9,193% +$45.7K
IRDM icon
2850
Iridium Communications
IRDM
$5.32B
$45K ﹤0.01%
5,568
-1,956
-26% -$16.4K
112 113
114
115 116

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.