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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRES
2801
DELISTED
IQ ARB Global Resources
GRES
$17K ﹤0.01%
600
– –
JGV
2802
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$17K ﹤0.01%
1,305
+13
+1% +$185
AMCC
2803
DELISTED
Applied Micro Circuits Corporation New
AMCC
$17K ﹤0.01%
2,460
-29
-1% -$251
RPRX
2804
DELISTED
Repros Therapeutics Inc.
RPRX
$17K ﹤0.01%
+1,740
New +$25.8K
RTI
2805
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
$17K ﹤0.01%
682
+106
+18% +$2.87K
ACCO icon
2806
Acco Brands
ACCO
$399M
$16K ﹤0.01%
2,271
– –
AIT icon
2807
Applied Industrial Technologies
AIT
$13.2B
$16K ﹤0.01%
342
-38
-10% -$1.86K
BRC icon
2808
Brady Corp
BRC
$4.43B
$16K ﹤0.01%
712
+417
+141% +$10.9K
CBOE icon
2809
Cboe Global Markets
CBOE
$30.6B
$16K ﹤0.01%
302
-49
-14% -$2.51K
CNK icon
2810
Cinemark Holdings
CNK
$4.37B
$16K ﹤0.01%
466
+237
+103% +$8.22K
CXT icon
2811
Crane NXT
CXT
$2.96B
$16K ﹤0.01%
740
+256
+53% +$6.21K
FAN icon
2812
First Trust Global Wind Energy ETF
FAN
$285M
$16K ﹤0.01%
1,400
– –
GWRE icon
2813
Guidewire Software
GWRE
$15.2B
$16K ﹤0.01%
352
-17
-5% -$719
JJSF icon
2814
J&J Snack Foods
JJSF
$1.7B
$16K ﹤0.01%
170
-19
-10% -$1.79K
KMX icon
2815
CarMax
KMX
$8.52B
$16K ﹤0.01%
346
-353
-51% -$18.1K
LDOS icon
2816
Leidos
LDOS
$17.9B
$16K ﹤0.01%
471
-356
-43% -$13.1K
LNW
2817
DELISTED
Light & Wonder
LNW
$16K ﹤0.01%
1,458
+1,407
+2,759% +$14.4K
MUFG icon
2818
Mitsubishi UFJ Financial
MUFG
$260B
$16K ﹤0.01%
2,907
-159
-5% -$928
NIM icon
2819
Nuveen Select Maturities Municipal Fund
NIM
$116M
$16K ﹤0.01%
1,500
– –
PNQI icon
2820
Invesco NASDAQ Internet ETF
PNQI
$544M
$16K ﹤0.01%
+1,175
New +$16.2K
PXH icon
2821
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$16K ﹤0.01%
783
– –
RVNU icon
2822
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$16K ﹤0.01%
616
+5
+0.8% +$126
SLAB icon
2823
Silicon Laboratories
SLAB
$7.28B
$16K ﹤0.01%
400
-204
-34% -$8.97K
SPR
2824
DELISTED
Spirit AeroSystems
SPR
$16K ﹤0.01%
422
+7
+2% +$256
SSP icon
2825
E.W. Scripps
SSP
$310M
$16K ﹤0.01%
+1,127
New +$19.9K
111 112
113
114 115

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.