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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FR icon
2776
First Industrial Realty Trust
FR
$8.4B
$17K ﹤0.01%
1,030
+136
+15% +$2.48K
G icon
2777
Genpact
G
$5.78B
$17K ﹤0.01%
1,044
-25
-2% -$438
HIMX
2778
Himax Technologies
HIMX
$2.56B
$17K ﹤0.01%
1,699
-36
-2% -$272
IAI icon
2779
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.39B
$17K ﹤0.01%
436
-391
-47% -$15.1K
MATW icon
2780
Matthews International
MATW
$722M
$17K ﹤0.01%
376
+28
+8% +$1.25K
QABA icon
2781
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$94.8M
$17K ﹤0.01%
500
– –
RAMP icon
2782
LiveRamp
RAMP
$2.31B
$17K ﹤0.01%
1,025
– –
SOYB icon
2783
Teucrium Soybean Fund
SOYB
$60.5M
$17K ﹤0.01%
900
– –
TAN icon
2784
Invesco Solar ETF
TAN
$1.38B
$17K ﹤0.01%
416
+150
+56% +$6.38K
TTEK icon
2785
Tetra Tech
TTEK
$9.33B
$17K ﹤0.01%
3,460
+130
+4% +$677
VECO icon
2786
Veeco
VECO
$3.28B
$17K ﹤0.01%
500
– –
VEGA icon
2787
AdvisorShares STAR Global Buy-Write ETF
VEGA
$91.6M
$17K ﹤0.01%
645
– –
KMF
2788
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$17K ﹤0.01%
430
– –
FRGI
2789
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$17K ﹤0.01%
334
-720
-68% -$34.2K
DS
2790
DELISTED
Drive Shack Inc.
DS
$17K ﹤0.01%
3,716
-1,181
-24% -$5.75K
ANH
2791
DELISTED
Anworth Mortgage Asset Corporation
ANH
$17K ﹤0.01%
3,450
– –
AXE
2792
DELISTED
Anixter International Inc
AXE
$17K ﹤0.01%
202
+26
+15% +$2.36K
WP
2793
DELISTED
Worldpay, Inc.
WP
$17K ﹤0.01%
565
+507
+874% +$16.5K
AKP
2794
DELISTED
Alliance Californa Muni Fd
AKP
$17K ﹤0.01%
1,227
+18
+1% +$239
NAVB
2795
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$17K ﹤0.01%
+647
New +$17.1K
DBV
2796
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$17K ﹤0.01%
666
– –
HUB.A
2797
DELISTED
HUBBELL INC CL-A
HUB.A
$17K ﹤0.01%
133
-50
-27% -$6.22K
TRNM
2798
DELISTED
ROYAL BK SCOTLAND PLC RBS US MID CAP TRENDPILOT ETN
TRNM
$17K ﹤0.01%
492
+376
+324% +$13K
GRT
2799
DELISTED
GLIMCHER REALTY TRUST
GRT
$17K ﹤0.01%
1,266
-180
-12% -$2.06K
DRTX
2800
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
$17K ﹤0.01%
1,364
+364
+36% +$5.44K
110 111
112
113 114

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.