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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFEU
2751
DELISTED
iShares Europe Developed Real Estate ETF
IFEU
$57K ﹤0.01%
1,713
+215
+14% +$7.09K
NE
2752
DELISTED
Noble Corporation
NE
$57K ﹤0.01%
9,430
-402
-4% -$2.37K
FTD
2753
DELISTED
FTD Companies, Inc. Common Stock
FTD
$57K ﹤0.01%
2,416
-370
-13% -$8.17K
ZLTQ
2754
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$57K ﹤0.01%
1,308
+80
+7% +$3.23K
CRC
2755
DELISTED
California Resources Corporation
CRC
$57K ﹤0.01%
2,686
+256
+11% +$3.75K
BFOR icon
2756
Barron's 400 ETF
BFOR
$239M
$56K ﹤0.01%
6,324
+1,268
+25% +$10.6K
ECH icon
2757
iShares MSCI Chile ETF
ECH
$1.04B
$56K ﹤0.01%
+1,491
New +$56.8K
EXTR icon
2758
Extreme Networks
EXTR
$3.2B
$56K ﹤0.01%
11,108
+2,703
+32% +$12.2K
FXC icon
2759
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.9M
$56K ﹤0.01%
751
– –
GGME icon
2760
Invesco Next Gen Media and Gaming ETF
GGME
$47.2M
$56K ﹤0.01%
2,132
-539
-20% -$13.8K
IGI
2761
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.4M
$56K ﹤0.01%
2,696
+944
+54% +$19.6K
KCE icon
2762
State Street SPDR S&P Capital Markets ETF
KCE
$480M
$56K ﹤0.01%
1,235
+84
+7% +$3.59K
KMT icon
2763
Kennametal
KMT
$2.38B
$56K ﹤0.01%
1,792
-655
-27% -$20.6K
NORW icon
2764
Global X MSCI Norway ETF
NORW
$89.4M
$56K ﹤0.01%
2,931
-202
-6% -$3.92K
PLOW icon
2765
Douglas Dynamics
PLOW
$976M
$56K ﹤0.01%
1,684
+26
+2% +$826
SONY icon
2766
Sony
SONY
$142B
$56K ﹤0.01%
9,885
-455
-4% -$2.77K
URTH icon
2767
iShares MSCI World ETF
URTH
$8.39B
$56K ﹤0.01%
764
+1
+0.1% +$72
SLCA
2768
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$56K ﹤0.01%
1,070
+113
+12% +$5.58K
CHS
2769
DELISTED
Chicos FAS, Inc.
CHS
$56K ﹤0.01%
3,937
-3,111
-44% -$42.9K
IVC
2770
DELISTED
Invacare Corporation
IVC
$56K ﹤0.01%
4,300
+4,000
+1,333% +$46K
ZNGA
2771
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$56K ﹤0.01%
21,685
-2,007
-8% -$5.66K
LVHB
2772
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$56K ﹤0.01%
+1,960
New +$53.6K
UFS
2773
DELISTED
DOMTAR CORPORATION (New)
UFS
$56K ﹤0.01%
1,428
+675
+90% +$25.7K
NYV
2774
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$56K ﹤0.01%
3,839
– –
XLIS
2775
DELISTED
POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO
XLIS
$56K ﹤0.01%
1,009
-73
-7% -$4.05K
109 110
111
112 113

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.