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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBTM
2751
JBT Marel
JBTM
$6.1B
$18K ﹤0.01%
653
– –
FFNW
2752
DELISTED
First Financial Northwest, Inc
FFNW
$18K ﹤0.01%
1,800
+1,200
+200% +$12.9K
CORR
2753
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$18K ﹤0.01%
481
+27
+6% +$1.07K
SCU
2754
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$18K ﹤0.01%
170
-100
-37% -$12.8K
NXGN
2755
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$18K ﹤0.01%
1,300
-250
-16% -$3.79K
SNP
2756
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$18K ﹤0.01%
211
+184
+681% +$17.8K
SC
2757
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$18K ﹤0.01%
1,000
– –
VR
2758
DELISTED
Validus Hold Ltd
VR
$18K ﹤0.01%
472
-44
-9% -$1.69K
ERN
2759
DELISTED
Erin Energy Corp
ERN
$18K ﹤0.01%
4,752
+2,725
+134% +$10.4K
DANG
2760
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$18K ﹤0.01%
1,500
– –
JHP
2761
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$18K ﹤0.01%
2,200
– –
YOKU
2762
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$18K ﹤0.01%
1,000
– –
ALTR
2763
DELISTED
Altera Corp
ALTR
$18K ﹤0.01%
507
+293
+137% +$10.2K
MDW
2764
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$18K ﹤0.01%
17,500
+5,500
+46% +$5.15K
TZD
2765
DELISTED
ISHARES TARGET DATE 2010 ETF
TZD
$18K ﹤0.01%
500
– –
CY
2766
DELISTED
Cypress Semiconductor
CY
$18K ﹤0.01%
1,824
-998
-35% -$10.5K
EFII
2767
DELISTED
Electronics for Imaging
EFII
$18K ﹤0.01%
400
– –
ARWR icon
2768
Arrowhead Research
ARWR
$12.1B
$17K ﹤0.01%
1,150
+1,050
+1,050% +$14.3K
BAP icon
2769
Credicorp
BAP
$29.8B
$17K ﹤0.01%
111
– –
BMI icon
2770
Badger Meter
BMI
$3.78B
$17K ﹤0.01%
672
– –
BYD icon
2771
Boyd Gaming
BYD
$6.05B
$17K ﹤0.01%
1,680
-94
-5% -$1.02K
CADE
2772
DELISTED
Cadence Bank
CADE
$17K ﹤0.01%
822
– –
CSTM icon
2773
Constellium
CSTM
$3.95B
$17K ﹤0.01%
684
+108
+19% +$3.12K
DVYA icon
2774
iShares Asia/Pacific Dividend ETF
DVYA
$71.5M
$17K ﹤0.01%
336
+72
+27% +$4.16K
EUSA icon
2775
iShares MSCI USA Equal Weighted ETF
EUSA
$1.96B
$17K ﹤0.01%
400
– –
109 110
111
112 113

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.