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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STMP
2726
DELISTED
Stamps.com, Inc.
STMP
$59K ﹤0.01%
516
-156
-23% -$16.2K
AADR icon
2727
AdvisorShares Dorsey Wright ADR ETF
AADR
$39.1M
$58K ﹤0.01%
1,434
+1,264
+744% +$51.1K
HDB icon
2728
HDFC Bank
HDB
$120B
$58K ﹤0.01%
3,808
+2,468
+184% +$41.3K
MTW icon
2729
Manitowoc
MTW
$746M
$58K ﹤0.01%
2,409
+282
+13% +$5.82K
NGVT icon
2730
Ingevity
NGVT
$2.64B
$58K ﹤0.01%
1,052
-503
-32% -$24.1K
NRO
2731
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$58K ﹤0.01%
11,079
-7,428
-40% -$37.6K
RWT
2732
Redwood Trust
RWT
$604M
$58K ﹤0.01%
3,786
+770
+26% +$11.3K
WWW icon
2733
Wolverine World Wide
WWW
$1.72B
$58K ﹤0.01%
2,643
-23
-0.9% -$521
ENLC
2734
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$58K ﹤0.01%
3,358
– –
AXE
2735
DELISTED
Anixter International Inc
AXE
$58K ﹤0.01%
726
-98
-12% -$7.1K
CASC
2736
DELISTED
Cascadian Therapeutics, Inc.
CASC
$58K ﹤0.01%
13,446
-2
-0% -$13
EVER
2737
DELISTED
Everbank Financial Corp
EVER
$58K ﹤0.01%
2,952
-2,199
-43% -$42.6K
MTGE
2738
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$58K ﹤0.01%
3,658
+758
+26% +$12.6K
BBC icon
2739
Virtus Biotech Clinical Trials ETF
BBC
$50.2M
$57K ﹤0.01%
3,100
-550
-15% -$11K
CE icon
2740
Celanese
CE
$5.01B
$57K ﹤0.01%
715
-328
-31% -$24.6K
CIEN icon
2741
Ciena
CIEN
$60.7B
$57K ﹤0.01%
2,314
+399
+21% +$8.72K
HYHG icon
2742
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$194M
$57K ﹤0.01%
820
+449
+121% +$30.1K
IDGT icon
2743
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$549M
$57K ﹤0.01%
1,299
– –
JPUS
2744
JPMorgan Diversified Return US Equity ETF
JPUS
$469M
$57K ﹤0.01%
960
-1,225
-56% -$71.5K
MTDR icon
2745
Matador Resources
MTDR
$6.64B
$57K ﹤0.01%
2,225
+325
+17% +$7.87K
OMCL icon
2746
Omnicell
OMCL
$1.7B
$57K ﹤0.01%
1,577
– –
PJT icon
2747
PJT Partners
PJT
$4.46B
$57K ﹤0.01%
1,899
+53
+3% +$1.52K
THW
2748
abrdn World Healthcare Fund
THW
$565M
$57K ﹤0.01%
4,195
– –
VGLT icon
2749
Vanguard Long-Term Treasury ETF
VGLT
$10.3B
$57K ﹤0.01%
770
-486
-39% -$37.5K
FLOW
2750
DELISTED
SPX FLOW, Inc.
FLOW
$57K ﹤0.01%
1,753
-114
-6% -$3.34K
108 109
110
111 112

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.