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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JD icon
2726
JD.com
JD
$39.2B
$40K ﹤0.01%
1,245
+1,200
+2,667% +$35.4K
MQY icon
2727
BlackRock MuniYield Quality Fund
MQY
$812M
$40K ﹤0.01%
2,550
– –
PEGA icon
2728
Pegasystems
PEGA
$5.31B
$40K ﹤0.01%
2,930
+2,462
+526% +$34.1K
PPLT
2729
abrdn Physical Platinum Shares ETF
PPLT
$2.04B
$40K ﹤0.01%
4,650
+1,550
+50% +$13.6K
RES icon
2730
RPC Inc
RES
$1.41B
$40K ﹤0.01%
3,355
-383
-10% -$4.59K
BERY
2731
DELISTED
Berry Global Group, Inc.
BERY
$40K ﹤0.01%
1,227
+464
+61% +$14.7K
WP
2732
DELISTED
Worldpay, Inc.
WP
$40K ﹤0.01%
850
+24
+3% +$1.18K
CFNB
2733
DELISTED
California First National Banc
CFNB
$40K ﹤0.01%
3,000
– –
ARG
2734
DELISTED
Airgas Inc
ARG
$40K ﹤0.01%
288
-389
-57% -$44.8K
ALDW
2735
DELISTED
Alon USA Partners LP
ALDW
$40K ﹤0.01%
1,722
+1,622
+1,622% +$39.4K
WNR
2736
DELISTED
Western Refining Inc
WNR
$40K ﹤0.01%
1,102
+300
+37% +$12.8K
XLPS
2737
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER STAPLES PORT
XLPS
$40K ﹤0.01%
725
+200
+38% +$11K
GPM
2738
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$40K ﹤0.01%
5,192
-1,100
-17% -$8.42K
AVNT icon
2739
Avient
AVNT
$4.25B
$39K ﹤0.01%
1,222
-34
-3% -$1.14K
DHT icon
2740
DHT Holdings
DHT
$3.14B
$39K ﹤0.01%
4,948
+3,507
+243% +$27.5K
EFAD icon
2741
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$64M
$39K ﹤0.01%
1,082
+602
+125% +$22.1K
FLC
2742
Flaherty & Crumrine Total Return Fund
FLC
$176M
$39K ﹤0.01%
2,000
+244
+14% +$4.71K
IBKR icon
2743
Interactive Brokers
IBKR
$41.7B
$39K ﹤0.01%
3,600
+720
+25% +$7.51K
OVV icon
2744
Ovintiv
OVV
$17.4B
$39K ﹤0.01%
1,534
-1,685
-52% -$61.6K
RBCAA icon
2745
Republic Bancorp
RBCAA
$1.92B
$39K ﹤0.01%
1,480
+957
+183% +$24.7K
TDS icon
2746
Telephone and Data Systems
TDS
$4.05B
$39K ﹤0.01%
1,524
-37
-2% -$1.01K
TISI icon
2747
Team
TISI
$101M
$39K ﹤0.01%
122
+2
+2% +$706
CVLY
2748
DELISTED
Codorus Valley Bancorp Inc
CVLY
$39K ﹤0.01%
2,312
-1
-0% -$17
NM
2749
DELISTED
Navios Maritime Holdings Inc.
NM
$39K ﹤0.01%
2,255
+159
+8% +$3.04K
PXR
2750
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
$39K ﹤0.01%
1,452
-228
-14% -$6.75K
108 109
110
111 112

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.