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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWM icon
2726
iShares MSCI Malaysia ETF
EWM
$330M
$34K ﹤0.01%
864
-8,080
-90% -$352K
GURU icon
2727
Global X Guru Index ETF
GURU
$64.4M
$34K ﹤0.01%
1,471
-544
-27% -$13.8K
COLO
2728
Global X MSCI Colombia ETF
COLO
$215M
$34K ﹤0.01%
1,030
– –
MLCO icon
2729
Melco Resorts & Entertainment
MLCO
$2.17B
$34K ﹤0.01%
2,498
– –
NYT icon
2730
New York Times
NYT
$10.4B
$34K ﹤0.01%
2,842
+8
+0.3% +$101
PXJ icon
2731
Invesco Oil & Gas Services ETF
PXJ
$67.1M
$34K ﹤0.01%
554
-245
-31% -$17.1K
SANM icon
2732
Sanmina
SANM
$11.3B
$34K ﹤0.01%
1,581
+254
+19% +$5.12K
TDY icon
2733
Teledyne Technologies
TDY
$31.5B
$34K ﹤0.01%
377
+109
+41% +$11K
USPH icon
2734
US Physical Therapy
USPH
$1.21B
$34K ﹤0.01%
750
-720
-49% -$35.9K
WEA
2735
Western Asset Premier Bond Fund
WEA
$125M
$34K ﹤0.01%
2,750
-1,590
-37% -$20.4K
XES icon
2736
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$399M
$34K ﹤0.01%
193
-56
-22% -$11.9K
JOYY
2737
JOYY Inc
JOYY
$3.68B
$34K ﹤0.01%
613
+4
+0.7% +$231
WWE
2738
DELISTED
World Wrestling Entertainment
WWE
$34K ﹤0.01%
2,031
-341
-14% -$6.38K
NYMX
2739
DELISTED
Nymox Pharmaceutical Corp
NYMX
$34K ﹤0.01%
10,000
-130
-1% -$302
PSB
2740
DELISTED
PS Business Parks, Inc.
PSB
$34K ﹤0.01%
429
– –
EDR
2741
DELISTED
Education Realty Trust Inc
EDR
$34K ﹤0.01%
1,019
+136
+15% +$4.22K
GML
2742
DELISTED
SPDR S&P Emerging Latin America ETF
GML
$34K ﹤0.01%
920
– –
ACCO icon
2743
Acco Brands
ACCO
$401M
$33K ﹤0.01%
4,604
-1,740
-27% -$13K
BPOP icon
2744
Popular Inc
BPOP
$11.3B
$33K ﹤0.01%
1,080
-180
-14% -$5.38K
CDP icon
2745
COPT Defense Properties
CDP
$4.19B
$33K ﹤0.01%
1,568
+74
+5% +$1.67K
ENTA icon
2746
Enanta Pharmaceuticals
ENTA
$383M
$33K ﹤0.01%
930
+17
+2% +$730
FLC
2747
Flaherty & Crumrine Total Return Fund
FLC
$176M
$33K ﹤0.01%
1,756
-970
-36% -$18.5K
FXA icon
2748
Invesco CurrencyShares Australian Dollar Trust
FXA
$98.2M
$33K ﹤0.01%
473
-295
-38% -$21.4K
GPK icon
2749
Graphic Packaging
GPK
$3.38B
$33K ﹤0.01%
2,622
+218
+9% +$3.11K
HHH icon
2750
Howard Hughes
HHH
$3.98B
$33K ﹤0.01%
298
– –
108 109
110
111 112

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.