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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNDY
2726
DELISTED
ROUNDYS INC COM STK
RNDY
$19K ﹤0.01%
6,500
+1,100
+20% +$4.48K
MWIV
2727
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
$19K ﹤0.01%
131
-10
-7% -$1.44K
BKW
2728
DELISTED
BURGER KING WORLDWIDE
BKW
$19K ﹤0.01%
650
-4,050
-86% -$115K
TIBX
2729
DELISTED
TIBCO SOFTWARE INC
TIBX
$19K ﹤0.01%
799
+367
+85% +$7.5K
CIZN
2730
DELISTED
Citizens Holding Co.
CIZN
$19K ﹤0.01%
+1,000
New +$18.8K
UBA
2731
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$19K ﹤0.01%
950
– –
GRA
2732
DELISTED
W.R. Grace & Co.
GRA
$19K ﹤0.01%
205
– –
DCM
2733
DELISTED
NTT DOCOMO, Inc.
DCM
$19K ﹤0.01%
1,156
-103
-8% -$1.8K
DXJR
2734
DELISTED
WisdomTree Japan Hedged Real Estate Fund
DXJR
$19K ﹤0.01%
687
-72
-9% -$1.92K
CACC icon
2735
Credit Acceptance
CACC
$5.99B
$18K ﹤0.01%
142
-176
-55% -$21.6K
DIG icon
2736
ProShares Ultra Energy
DIG
$83.4M
$18K ﹤0.01%
200
– –
ENX
2737
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$18K ﹤0.01%
1,500
– –
GOGO icon
2738
Gogo Inc
GOGO
$383M
$18K ﹤0.01%
1,078
+28
+3% +$478
GOVI icon
2739
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$18K ﹤0.01%
580
– –
IART icon
2740
Integra LifeSciences
IART
$1.35B
$18K ﹤0.01%
871
– –
IGV icon
2741
iShares Expanded Tech-Software Sector ETF
IGV
$15.2B
$18K ﹤0.01%
1,045
+675
+182% +$11.7K
JHS
2742
John Hancock Income Securities Trust
JHS
$127M
$18K ﹤0.01%
1,250
– –
KEP icon
2743
Korea Electric Power
KEP
$15.3B
$18K ﹤0.01%
808
-1,351
-63% -$27.5K
MMD
2744
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
$18K ﹤0.01%
1,000
– –
NUS icon
2745
Nu Skin
NUS
$236M
$18K ﹤0.01%
398
-85
-18% -$4.52K
PRLB icon
2746
Protolabs
PRLB
$2.17B
$18K ﹤0.01%
257
+62
+32% +$4.85K
SBR
2747
Sabine Royalty Trust
SBR
$1.06B
$18K ﹤0.01%
331
-3,260
-91% -$185K
SCM icon
2748
Stellus Capital Investment Corp
SCM
$249M
$18K ﹤0.01%
1,300
– –
STKL
2749
DELISTED
SunOpta
STKL
$18K ﹤0.01%
1,500
+1,200
+400% +$15.8K
TGTX icon
2750
TG Therapeutics
TGTX
$7.58B
$18K ﹤0.01%
1,727
-1,070
-38% -$9.92K
108 109
110
111 112

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.