We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFBK icon
2726
CF Bankshares
CFBK
$235M
$15K ﹤0.01%
+1,818
New +$14.4K
DBO icon
2727
Invesco DB Oil Fund
DBO
$387M
$15K ﹤0.01%
540
-290
-35% -$8.01K
MLI icon
2728
Mueller Industries
MLI
$14.7B
$15K ﹤0.01%
2,020
+4
+0.2% +$31
NIM icon
2729
Nuveen Select Maturities Municipal Fund
NIM
$116M
$15K ﹤0.01%
1,500
– –
NKSH icon
2730
National Bankshares
NKSH
$272M
$15K ﹤0.01%
413
– –
PRDO icon
2731
Perdoceo Education
PRDO
$1.99B
$15K ﹤0.01%
2,000
-148
-7% -$953
RVNU icon
2732
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$15K ﹤0.01%
605
+5
+0.8% +$119
ZD icon
2733
Ziff Davis
ZD
$1.92B
$15K ﹤0.01%
338
+60
+22% +$2.53K
CBD
2734
DELISTED
Companhia Brasileira de Distribuicao
CBD
$15K ﹤0.01%
350
– –
CORR
2735
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$15K ﹤0.01%
446
+9
+2% +$300
NXGN
2736
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$15K ﹤0.01%
900
-59
-6% -$1.07K
ZVO
2737
DELISTED
Zovio Inc. Common Stock
ZVO
$15K ﹤0.01%
1,000
– –
VQT
2738
DELISTED
iPath S&P VEQTOR ETN
VQT
$15K ﹤0.01%
103
-21
-17% -$3.05K
AKP
2739
DELISTED
Alliance Californa Muni Fd
AKP
$15K ﹤0.01%
1,192
+18
+2% +$226
AHL
2740
DELISTED
ASPEN Insurance Holding Limited
AHL
$15K ﹤0.01%
377
+28
+8% +$1.09K
P
2741
DELISTED
Pandora Media Inc
P
$15K ﹤0.01%
496
+92
+23% +$3.19K
RBS.PRS.CL
2742
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$15K ﹤0.01%
634
+217
+52% +$4.97K
ALOG
2743
DELISTED
Analogic Corp
ALOG
$15K ﹤0.01%
186
-77
-29% -$6.9K
LLTC
2744
DELISTED
Linear Technology Corp
LLTC
$15K ﹤0.01%
302
+39
+15% +$1.8K
PVA
2745
DELISTED
PENN VIRGINIA CORP
PVA
$15K ﹤0.01%
848
– –
ALTR
2746
DELISTED
Altera Corp
ALTR
$15K ﹤0.01%
416
-98
-19% -$3.37K
SFY
2747
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$15K ﹤0.01%
1,400
-215
-13% -$2.51K
PGI
2748
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
$15K ﹤0.01%
1,265
-394
-24% -$4.48K
IFAS
2749
DELISTED
ISHARES ASIA DEVELOPED REAL ESTATE ETF
IFAS
$15K ﹤0.01%
494
– –
NNP
2750
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$15K ﹤0.01%
1,068
– –
108 109
110
111 112

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.