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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
D icon
251
Dominion Energy
D
$59B
$2.15M 0.06%
30,263
-7,983
-21% -$545K
VOD icon
252
Vodafone
VOD
$36.4B
$2.15M 0.06%
58,341
-48,467
-45% -$1.87M
MAS icon
253
Masco
MAS
$14.8B
$2.15M 0.06%
109,906
-367
-0.3% -$7.24K
HAL icon
254
Halliburton
HAL
$27.9B
$2.13M 0.06%
36,234
-713
-2% -$38.1K
KXI icon
255
iShares Global Consumer Staples ETF
KXI
$1.06B
$2.13M 0.06%
49,374
+468
+1% +$19.7K
VBK icon
256
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$2.12M 0.06%
17,043
-481
-3% -$59.6K
CHRW icon
257
C.H. Robinson
CHRW
$17.4B
$2.12M 0.06%
40,368
+10,772
+36% +$587K
SLXP
258
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$2.12M 0.06%
20,410
-275
-1% -$28.2K
BX icon
259
Blackstone
BX
$112B
$2.1M 0.06%
64,505
+34,710
+116% +$1.11M
QQEW icon
260
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.84B
$2.1M 0.06%
56,716
+7,366
+15% +$273K
GS icon
261
Goldman Sachs
GS
$301B
$2.09M 0.06%
12,764
-1,764
-12% -$297K
SCHD icon
262
Schwab US Dividend Equity ETF
SCHD
$107B
$2.08M 0.06%
169,497
-94,140
-36% -$1.13M
GIS icon
263
General Mills
GIS
$19.8B
$2.06M 0.06%
39,734
-570
-1% -$28.2K
RSX
264
DELISTED
VanEck Russia ETF
RSX
$2.06M 0.06%
85,737
+4,111
+5% +$103K
AGNC icon
265
AGNC Investment
AGNC
$12.6B
$2.06M 0.06%
95,617
-7,921
-8% -$170K
NOV icon
266
NOV
NOV
$7.34B
$2.05M 0.06%
29,255
-11,083
-27% -$760K
NEE icon
267
NextEra Energy
NEE
$176B
$2.05M 0.06%
85,820
+2,460
+3% +$55.7K
KR icon
268
Kroger
KR
$34.7B
$2.04M 0.06%
93,478
+1,612
+2% +$32.1K
SPDW icon
269
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.5B
$2.04M 0.06%
69,376
-103,960
-60% -$3M
PKW icon
270
Invesco BuyBack Achievers ETF
PKW
$1.77B
$2.04M 0.06%
46,779
+4,705
+11% +$200K
SHW icon
271
Sherwin-Williams
SHW
$88.1B
$2.04M 0.06%
30,738
+618
+2% +$39.9K
EPP icon
272
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$2.03M 0.06%
42,275
-12,844
-23% -$592K
LECO icon
273
Lincoln Electric
LECO
$15.1B
$2.02M 0.06%
28,120
+354
+1% +$25.4K
APD icon
274
Air Products & Chemicals
APD
$68.2B
$2.02M 0.06%
18,315
-214
-1% -$22.7K
JPC icon
275
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$2.01M 0.06%
215,882
-343
-0.2% -$3.13K
9 10
11
12 13

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.