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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHCT
2701
Community Healthcare Trust
CHCT
$432M
$108K ﹤0.01%
3,722
+3,384
+1,001% +$100K
GMF icon
2702
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$439M
$108K ﹤0.01%
1,226
+168
+16% +$15.1K
SRVR icon
2703
Pacer Data & Infrastructure Real Estate ETF
SRVR
$391M
$108K ﹤0.01%
4,636
+625
+16% +$15.5K
CTS icon
2704
CTS Corp
CTS
$1.81B
$107K ﹤0.01%
4,148
+70
+2% +$1.99K
QLYS icon
2705
Qualys
QLYS
$6.44B
$107K ﹤0.01%
1,623
-3,443
-68% -$259K
WH icon
2706
Wyndham Hotels & Resorts
WH
$5.46B
$107K ﹤0.01%
2,338
+647
+38% +$31.4K
CSML
2707
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
$107K ﹤0.01%
4,798
+43
+0.9% +$1.07K
ESV
2708
DELISTED
Ensco Rowan plc
ESV
$107K ﹤0.01%
7,150
+2,145
+43% +$55.3K
ATI icon
2709
ATI
ATI
$31.1B
$106K ﹤0.01%
4,852
-928
-16% -$24.1K
IGRO icon
2710
iShares International Dividend Growth ETF
IGRO
$1.31B
$106K ﹤0.01%
2,166
+51
+2% +$2.64K
KMT icon
2711
Kennametal
KMT
$2.38B
$106K ﹤0.01%
3,180
+1,415
+80% +$53.7K
RZV icon
2712
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$308M
$106K ﹤0.01%
1,848
+417
+29% +$28.1K
SNP
2713
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$106K ﹤0.01%
1,503
+700
+87% +$58.5K
MSGN
2714
DELISTED
MSG Networks Inc.
MSGN
$106K ﹤0.01%
4,501
+661
+17% +$16.9K
TGE
2715
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$106K ﹤0.01%
4,344
+272
+7% +$6.13K
ALRM icon
2716
Alarm.com
ALRM
$2.73B
$105K ﹤0.01%
2,017
+1,547
+329% +$74.8K
AVNT icon
2717
Avient
AVNT
$4.25B
$105K ﹤0.01%
3,669
+346
+10% +$11.6K
REDV
2718
DELISTED
Invesco Emerging Markets Ultra Dividend Revenue ETF
REDV
$105K ﹤0.01%
+4,654
New +$107K
BBH icon
2719
VanEck Biotech ETF
BBH
$424M
$104K ﹤0.01%
946
-395
-29% -$47.7K
EHTH icon
2720
eHealth
EHTH
$39.1M
$104K ﹤0.01%
2,700
– –
ERTH icon
2721
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$104K ﹤0.01%
2,815
-61
-2% -$2.39K
GII icon
2722
State Street SPDR S&P Global Infrastructure ETF
GII
$931M
$104K ﹤0.01%
2,325
-42
-2% -$1.98K
AYX
2723
DELISTED
Alteryx Inc
AYX
$104K ﹤0.01%
1,747
-272
-13% -$14.8K
CEQP
2724
DELISTED
Crestwood Equity Partners LP
CEQP
$104K ﹤0.01%
3,736
-2,497
-40% -$81.8K
BBK
2725
DELISTED
Blackrock Municipal Bond Trust
BBK
$104K ﹤0.01%
7,745
+66
+0.9% +$886
107 108
109
110 111

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.