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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVIV
2701
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
0
– –
IM
2702
DELISTED
Ingram Micro
IM
$36K ﹤0.01%
1,319
+112
+9% +$2.91K
DYAX
2703
DELISTED
DYAX CORPORATION
DYAX
$36K ﹤0.01%
1,903
-286
-13% -$6.83K
WNR
2704
DELISTED
Western Refining Inc
WNR
$36K ﹤0.01%
802
+254
+46% +$11.4K
AAN.A
2705
DELISTED
The Aaron's Company Inc Class A
AAN.A
$36K ﹤0.01%
1,015
-629
-38% -$22.3K
BGH
2706
Barings Global Short Duration High Yield Fund
BGH
$287M
$35K ﹤0.01%
2,000
– –
BRO icon
2707
Brown & Brown
BRO
$23.6B
$35K ﹤0.01%
2,262
+152
+7% +$2.49K
GWRE icon
2708
Guidewire Software
GWRE
$14.6B
$35K ﹤0.01%
666
-97
-13% -$5.37K
LBTYA icon
2709
Liberty Global Class A
LBTYA
$3.57B
$35K ﹤0.01%
932
+168
+22% +$7.3K
MANU icon
2710
Manchester United
MANU
$4.17B
$35K ﹤0.01%
2,003
– –
NSIT icon
2711
Insight Enterprises
NSIT
$4.53B
$35K ﹤0.01%
1,341
-145
-10% -$3.83K
OUSA icon
2712
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$758M
$35K ﹤0.01%
+1,500
New +$36.2K
PPC icon
2713
Pilgrim's Pride
PPC
$6.64B
$35K ﹤0.01%
1,675
-953
-36% -$20.5K
ROBO icon
2714
ROBO Global Robotics & Automation Index ETF
ROBO
$2.12B
$35K ﹤0.01%
1,562
– –
TNC icon
2715
Tennant Co
TNC
$1.17B
$35K ﹤0.01%
620
– –
TV icon
2716
Televisa
TV
$1.53B
$35K ﹤0.01%
1,350
– –
KBAL
2717
DELISTED
Kimball International
KBAL
$35K ﹤0.01%
+3,740
New +$42.1K
FLGE
2718
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$35K ﹤0.01%
326
– –
TMH
2719
DELISTED
Team Health Holdings Inc
TMH
$35K ﹤0.01%
671
-3,578
-84% -$224K
SWFT
2720
DELISTED
Swift Transportation Company
SWFT
$35K ﹤0.01%
2,385
-394
-14% -$8.3K
CRTO icon
2721
Criteo S.A. Ordinary Shares
CRTO
$955M
$34K ﹤0.01%
911
-16,118
-95% -$737K
DAKT icon
2722
Daktronics
DAKT
$986M
$34K ﹤0.01%
3,991
+2,746
+221% +$28.2K
DNN icon
2723
Denison Mines
DNN
$2.92B
$34K ﹤0.01%
89,350
– –
EIRL icon
2724
iShares MSCI Ireland ETF
EIRL
$78.8M
$34K ﹤0.01%
882
+478
+118% +$19.2K
EME icon
2725
Emcor
EME
$36.9B
$34K ﹤0.01%
766
+115
+18% +$5.37K
107 108
109
110 111

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.