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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMM icon
2701
Nuveen Multi-Market Income Fund
JMM
$55.2M
$19K ﹤0.01%
+2,515
New +$18.9K
NTCT icon
2702
NETSCOUT
NTCT
$2.89B
$19K ﹤0.01%
416
+46
+12% +$2.06K
OMEX icon
2703
Odyssey Marine Exploration
OMEX
$53.4M
$19K ﹤0.01%
1,756
-216
-11% -$3.15K
PEJ icon
2704
Invesco Leisure and Entertainment ETF
PEJ
$315M
$19K ﹤0.01%
582
-527
-48% -$17.7K
PMX
2705
DELISTED
PIMCO Municipal Income Fund III
PMX
$19K ﹤0.01%
1,750
– –
PRK icon
2706
Park National Corp
PRK
$3.75B
$19K ﹤0.01%
250
– –
PUI icon
2707
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.1M
$19K ﹤0.01%
857
+5
+0.6% +$112
PZG icon
2708
Paramount Gold Nevada
PZG
$127M
$19K ﹤0.01%
21,500
– –
SSD icon
2709
Simpson Manufacturing
SSD
$8B
$19K ﹤0.01%
664
– –
TECK icon
2710
Teck Resources
TECK
$31.3B
$19K ﹤0.01%
1,007
-365
-27% -$8.29K
TTC icon
2711
Toro Company
TTC
$9.21B
$19K ﹤0.01%
632
-190
-23% -$5.79K
UDN icon
2712
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$19K ﹤0.01%
730
– –
VONE icon
2713
Vanguard Russell 1000 ETF
VONE
$8.74B
$19K ﹤0.01%
209
– –
VTWV icon
2714
Vanguard Russell 2000 Value ETF
VTWV
$1.38B
$19K ﹤0.01%
230
– –
WT icon
2715
WisdomTree
WT
$3.44B
$19K ﹤0.01%
1,700
– –
ENZ
2716
DELISTED
Enzo Biochem, Inc.
ENZ
$19K ﹤0.01%
3,750
– –
CEM
2717
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$19K ﹤0.01%
134
– –
FRBK
2718
DELISTED
Republic First Bancorp Inc
FRBK
$19K ﹤0.01%
5,000
– –
CONE
2719
DELISTED
CyrusOne Inc Common Stock
CONE
$19K ﹤0.01%
779
-95
-11% -$2.42K
WRI
2720
DELISTED
Weingarten Realty Investors
WRI
$19K ﹤0.01%
609
+302
+98% +$10K
JE
2721
DELISTED
Just Energy Group Inc
JE
$19K ﹤0.01%
123
– –
DLBS
2722
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
$19K ﹤0.01%
705
-44
-6% -$1.21K
PUW
2723
DELISTED
Invesco WilderHill Progressive Energy ETF
PUW
$19K ﹤0.01%
643
– –
NQI
2724
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$19K ﹤0.01%
1,500
-847
-36% -$11K
PVA
2725
DELISTED
PENN VIRGINIA CORP
PVA
$19K ﹤0.01%
1,498
– –
107 108
109
110 111

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.