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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.65B
AUM Growth
+$223M
Cap. Flow
+$88M
Cap. Flow %
2.41%
Top 10 Hldgs %
15.39%
Holding
4,183
New
296
Increased
1,637
Reduced
1,037
Closed
153

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$28.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.6M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$26.5M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$24.5M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$24.4M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$45.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$43.9M
3
SSO icon
ProShares Ultra S&P500
SSO
+$30.8M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$25.6M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$24.4M

Sector Composition

Rank Sector Weight
1 Energy 4.91%
2 Technology 4.51%
3 Industrials 4.05%
4 Financials 4.05%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSM icon
2701
MSC Industrial Direct
MSM
$6.74B
$19K ﹤0.01%
200
– –
PMX
2702
DELISTED
PIMCO Municipal Income Fund III
PMX
$19K ﹤0.01%
1,750
– –
PRK icon
2703
Park National Corp
PRK
$3.74B
$19K ﹤0.01%
250
– –
RBA icon
2704
RB Global
RBA
$16B
$19K ﹤0.01%
773
+310
+67% +$7.38K
SCM icon
2705
Stellus Capital Investment Corp
SCM
$253M
$19K ﹤0.01%
+1,300
New +$18.1K
UFPI icon
2706
UFP Industries
UFPI
$5.05B
$19K ﹤0.01%
+1,200
New +$20.2K
VECO icon
2707
Veeco
VECO
$3.31B
$19K ﹤0.01%
500
-500
-50% -$17.9K
VONE icon
2708
Vanguard Russell 1000 ETF
VONE
$8.74B
$19K ﹤0.01%
209
+24
+13% +$2.11K
CCEC
2709
Capital Clean Energy Carriers
CCEC
$1.37B
$19K ﹤0.01%
235
– –
DEX
2710
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$19K ﹤0.01%
1,500
-1,750
-54% -$21.9K
MBII
2711
DELISTED
Marrone Bio Innovations, Inc.
MBII
$19K ﹤0.01%
1,650
+750
+83% +$8.5K
SC
2712
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$19K ﹤0.01%
+1,000
New +$21.3K
ATHN
2713
DELISTED
Athenahealth, Inc.
ATHN
$19K ﹤0.01%
155
-2,069
-93% -$267K
SHLD
2714
DELISTED
Sears Holding Corporation
SHLD
$19K ﹤0.01%
497
-85
-15% -$3.14K
CPN
2715
DELISTED
Calpine Corporation
CPN
$19K ﹤0.01%
812
+310
+62% +$7.03K
CLC
2716
DELISTED
Clarcor
CLC
$19K ﹤0.01%
315
+122
+63% +$7.05K
WPG
2717
DELISTED
Washington Prime Group Inc.
WPG
$19K ﹤0.01%
+111
New +$19.3K
JHP
2718
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$19K ﹤0.01%
2,200
– –
CYT
2719
DELISTED
CYTEC INDS INC
CYT
$19K ﹤0.01%
352
– –
RBS.PRM
2720
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$19K ﹤0.01%
800
– –
GRA
2721
DELISTED
W.R. Grace & Co.
GRA
$19K ﹤0.01%
205
– –
JGV
2722
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$19K ﹤0.01%
1,292
+292
+29% +$4.06K
DEG
2723
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
$19K ﹤0.01%
1,145
+101
+10% +$1.79K
XLBS
2724
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$19K ﹤0.01%
398
+335
+532% +$16K
HAWK
2725
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$19K ﹤0.01%
716
+566
+377% +$14K
107 108
109
110 111

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HAM
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Ladenburg Thalmann Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Ladenburg Thalmann Financial Services held 4,183 positions worth $3.65B, up 6.5% from $3.43B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2014 filing shows 296 new, 1,637 increased, 1,037 reduced and 153 closed positions. Its largest new stake was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $45.6M.

By sector, the portfolio is most concentrated in Energy at 4.9% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2014 buy was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $28.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $45.6M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Peru and Global Exposure ETF in Q2 2014, selling an estimated $1.94M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.65B portfolio in Q2 2014.
  • Ladenburg Thalmann Financial Services opened 296 new positions and closed 153 in Q2 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.5% quarter-over-quarter to $3.65B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.