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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
G icon
2701
Genpact
G
$5.78B
$16K ﹤0.01%
905
-405
-31% -$6.83K
GYLD icon
2702
Arrow Dow Jones Global Yield ETF
GYLD
$38M
$16K ﹤0.01%
600
– –
HWC icon
2703
Hancock Whitney
HWC
$6.37B
$16K ﹤0.01%
426
– –
IART icon
2704
Integra LifeSciences
IART
$1.42B
$16K ﹤0.01%
871
-364
-29% -$7.02K
JJSF icon
2705
J&J Snack Foods
JJSF
$1.7B
$16K ﹤0.01%
170
+45
+36% +$4.07K
OPLN
2706
Openlane
OPLN
$4.33B
$16K ﹤0.01%
1,400
+142
+11% +$1.59K
KGC icon
2707
Kinross Gold
KGC
$31.9B
$16K ﹤0.01%
3,678
-1,416
-28% -$6.79K
LEA icon
2708
Lear
LEA
$8.16B
$16K ﹤0.01%
195
-287
-60% -$22.9K
MAC icon
2709
Macerich
MAC
$6.99B
$16K ﹤0.01%
262
-127
-33% -$7.54K
PRN icon
2710
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$442M
$16K ﹤0.01%
341
– –
SIGI icon
2711
Selective Insurance
SIGI
$5.59B
$16K ﹤0.01%
684
+15
+2% +$357
SMTC icon
2712
Semtech
SMTC
$12.4B
$16K ﹤0.01%
619
+24
+4% +$585
UGA icon
2713
United States Gasoline Fund
UGA
$136M
$16K ﹤0.01%
267
– –
VONE icon
2714
Vanguard Russell 1000 ETF
VONE
$8.74B
$16K ﹤0.01%
185
– –
WCN
2715
Waste Connections
WCN
$41.6B
$16K ﹤0.01%
549
+1
+0.2% +$28
ENZ
2716
DELISTED
Enzo Biochem, Inc.
ENZ
$16K ﹤0.01%
3,750
– –
HAYN
2717
DELISTED
Haynes International, Inc.
HAYN
$16K ﹤0.01%
300
– –
ENT
2718
DELISTED
Global Eagle Entertainment Inc.
ENT
$16K ﹤0.01%
+40
New +$16.4K
CCC
2719
DELISTED
Calgon Carbon Corp
CCC
$16K ﹤0.01%
730
– –
QLGC
2720
DELISTED
QLOGIC CORP
QLGC
$16K ﹤0.01%
1,243
– –
PKT
2721
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$16K ﹤0.01%
1,500
– –
BYI
2722
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$16K ﹤0.01%
242
+39
+19% +$2.79K
HTR
2723
DELISTED
Brookfield Total Return Fund Inc
HTR
$16K ﹤0.01%
650
+375
+136% +$9K
EWRM
2724
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$16K ﹤0.01%
330
+1
+0.3% +$47
BEP icon
2725
Brookfield Renewable
BEP
$10.6B
$15K ﹤0.01%
938
– –
107 108
109
110 111

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.