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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGT
2701
Gabelli Multimedia Trust
GGT
$175M
$13K ﹤0.01%
1,371
– –
INDB icon
2702
Independent Bank
INDB
$4.05B
$13K ﹤0.01%
354
– –
MDXG icon
2703
MiMedx Group
MDXG
$612M
$13K ﹤0.01%
3,003
+3,000
+100,000% +$16.5K
MPA icon
2704
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$145M
$13K ﹤0.01%
989
– –
NXST icon
2705
Nexstar Media Group
NXST
$5.81B
$13K ﹤0.01%
+300
New +$10.7K
ORA icon
2706
Ormat Technologies
ORA
$6.98B
$13K ﹤0.01%
475
– –
PENN icon
2707
PENN Entertainment
PENN
$2.53B
$13K ﹤0.01%
1,575
-5,749
-78% -$69.3K
SMOG icon
2708
VanEck Low Carbon Energy ETF
SMOG
$135M
$13K ﹤0.01%
239
-1
-0.4% -$50
SPXX icon
2709
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$346M
$13K ﹤0.01%
988
-380
-28% -$5.3K
SSD icon
2710
Simpson Manufacturing
SSD
$8B
$13K ﹤0.01%
388
+176
+83% +$5.59K
TS icon
2711
Tenaris
TS
$26.6B
$13K ﹤0.01%
283
– –
TWI icon
2712
Titan International
TWI
$438M
$13K ﹤0.01%
+900
New +$14.9K
WKC icon
2713
World Kinect Corp
WKC
$1.9B
$13K ﹤0.01%
346
-500
-59% -$19.3K
ARQ icon
2714
Arq
ARQ
$99.6M
$13K ﹤0.01%
600
– –
ABMD
2715
DELISTED
Abiomed Inc
ABMD
$13K ﹤0.01%
700
+500
+250% +$11.4K
HDS
2716
DELISTED
HD Supply Holdings, Inc.
HDS
$13K ﹤0.01%
+600
New +$13.2K
TRQ
2717
DELISTED
Turquoise Hill Resources Ltd
TRQ
$13K ﹤0.01%
377
– –
VQT
2718
DELISTED
iPath S&P VEQTOR ETN
VQT
$13K ﹤0.01%
96
– –
HGT
2719
DELISTED
Hugoton Royalty Trust
HGT
$13K ﹤0.01%
1,802
-154
-8% -$1.28K
LNCE
2720
DELISTED
Snyders-Lance, Inc.
LNCE
$13K ﹤0.01%
436
-567
-57% -$16.4K
BONT
2721
DELISTED
Bon-Ton Stores Inc/The
BONT
$13K ﹤0.01%
1,200
– –
BNCN
2722
DELISTED
BNC Bancorp
BNCN
$13K ﹤0.01%
1,031
– –
EQY
2723
DELISTED
Equity One
EQY
$13K ﹤0.01%
592
– –
ONFC
2724
DELISTED
ONEIDA FINL CORP COM STK NEW (MD)
ONFC
$13K ﹤0.01%
1,000
– –
MCRL
2725
DELISTED
MICREL INC
MCRL
$13K ﹤0.01%
1,469
+69
+5% +$685
107 108
109
110 111

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.