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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINI
2676
DELISTED
Mobile Mini Inc
MINI
$20K ﹤0.01%
566
-21
-4% -$863
TIVO
2677
DELISTED
Tivo Inc
TIVO
$20K ﹤0.01%
999
+299
+43% +$6.75K
SSI
2678
DELISTED
Stage Stores Inc
SSI
$20K ﹤0.01%
1,159
+190
+20% +$3.4K
WAIR
2679
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$20K ﹤0.01%
+1,150
New +$21.4K
P
2680
DELISTED
Pandora Media Inc
P
$20K ﹤0.01%
844
-200
-19% -$5.31K
STB
2681
DELISTED
Student Transportation Inc
STB
$20K ﹤0.01%
3,156
-20,454
-87% -$132K
BNCN
2682
DELISTED
BNC Bancorp
BNCN
$20K ﹤0.01%
1,181
– –
XCO
2683
DELISTED
Exco Resources
XCO
$20K ﹤0.01%
400
-4
-1% -$281
OUTR
2684
DELISTED
OUTERWALL INC
OUTR
$20K ﹤0.01%
365
– –
RVLT
2685
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$20K ﹤0.01%
1,180
– –
FRS
2686
DELISTED
FRISCH'S RESTAURANTS INC
FRS
$20K ﹤0.01%
700
– –
RBS.PRM
2687
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$20K ﹤0.01%
800
– –
TGR
2688
DELISTED
ISHARES TARGET DATE RETIREMENT INCOME ETF
TGR
$20K ﹤0.01%
600
– –
CYTR
2689
DELISTED
CytRx Corp
CYTR
$20K ﹤0.01%
1,317
-443
-25% -$8.75K
KKD
2690
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$20K ﹤0.01%
1,145
-220
-16% -$3.61K
DEG
2691
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
$20K ﹤0.01%
1,145
– –
KNGT
2692
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$20K ﹤0.01%
720
+191
+36% +$5.31K
JJA
2693
DELISTED
iPath Bloomberg Agriculture Subindex Total Return ETN due October 22, 2037
JJA
$20K ﹤0.01%
500
-718
-59% -$31.4K
AGM icon
2694
Federal Agricultural Mortgage
AGM
$2.58B
$19K ﹤0.01%
600
– –
AVD icon
2695
American Vanguard Corp
AVD
$64M
$19K ﹤0.01%
1,653
-50
-3% -$644
GENZ
2696
VanEck Digital Native Economy ETF
GENZ
$17.9M
$19K ﹤0.01%
428
-1,946
-82% -$93.6K
CMC icon
2697
Commercial Metals
CMC
$7.98B
$19K ﹤0.01%
1,116
-128
-10% -$2.25K
FONR
2698
DELISTED
Fonar
FONR
$19K ﹤0.01%
1,720
+800
+87% +$9.49K
GBCI icon
2699
Glacier Bancorp
GBCI
$6.4B
$19K ﹤0.01%
742
-24
-3% -$651
IHG icon
2700
InterContinental Hotels
IHG
$23.9B
$19K ﹤0.01%
364
+351
+2,700% +$18.3K
106 107
108
109 110

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.