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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGEN icon
2676
Precigen
PGEN
$2.32B
$17K ﹤0.01%
680
+471
+225% +$13K
PWOD
2677
DELISTED
Penns Woods Bancorp
PWOD
$17K ﹤0.01%
515
– –
SCS
2678
DELISTED
Steelcase
SCS
$17K ﹤0.01%
1,022
-75,918
-99% -$1.13M
UIS icon
2679
Unisys
UIS
$210M
$17K ﹤0.01%
571
+324
+131% +$10.4K
WERN icon
2680
Werner Enterprises
WERN
$2.31B
$17K ﹤0.01%
674
-5
-0.7% -$128
CONE
2681
DELISTED
CyrusOne Inc Common Stock
CONE
$17K ﹤0.01%
802
+787
+5,247% +$17.1K
ANH
2682
DELISTED
Anworth Mortgage Asset Corporation
ANH
$17K ﹤0.01%
3,450
-1,820
-35% -$8.85K
DBV
2683
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$17K ﹤0.01%
666
+201
+43% +$5.12K
FWM
2684
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$17K ﹤0.01%
2,188
-254
-10% -$2.61K
SWI
2685
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$17K ﹤0.01%
403
– –
FXEN
2686
DELISTED
FX ENERGY INC
FXEN
$17K ﹤0.01%
5,000
– –
CYT
2687
DELISTED
CYTEC INDS INC
CYT
$17K ﹤0.01%
352
– –
ANV
2688
DELISTED
Allied Nevada Gold Corp
ANV
$17K ﹤0.01%
3,878
+1,000
+35% +$5.01K
BSJE
2689
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$17K ﹤0.01%
629
+4
+0.6% +$106
EFII
2690
DELISTED
Electronics for Imaging
EFII
$17K ﹤0.01%
400
– –
BOI
2691
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$17K ﹤0.01%
1,023
+523
+105% +$8.84K
STH
2692
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$17K ﹤0.01%
597
– –
AEF
2693
abrdn Emerging Markets Equity Income Fund
AEF
$385M
$16K ﹤0.01%
1,358
+15
+1% +$172
AIT icon
2694
Applied Industrial Technologies
AIT
$13.2B
$16K ﹤0.01%
341
-336
-50% -$16.5K
AVGO icon
2695
Broadcom
AVGO
$1.99T
$16K ﹤0.01%
2,460
+480
+24% +$2.81K
CATO icon
2696
Cato Corp
CATO
$66.7M
$16K ﹤0.01%
610
+7
+1% +$200
CIK
2697
Credit Suisse Asset Management Income Fund
CIK
$134M
$16K ﹤0.01%
4,394
– –
DORM icon
2698
Dorman Products
DORM
$3.95B
$16K ﹤0.01%
279
+68
+32% +$3.73K
EA
2699
DELISTED
Electronic Arts
EA
$16K ﹤0.01%
567
-3
-0.5% -$80
EUSA icon
2700
iShares MSCI USA Equal Weighted ETF
EUSA
$1.96B
$16K ﹤0.01%
400
– –
106 107
108
109 110

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.