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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDG icon
2676
TransDigm Group
TDG
$68.9B
$14K ﹤0.01%
98
– –
VONE icon
2677
Vanguard Russell 1000 ETF
VONE
$8.74B
$14K ﹤0.01%
185
– –
ZBRA icon
2678
Zebra Technologies
ZBRA
$18B
$14K ﹤0.01%
269
-22
-8% -$1.01K
TEN
2679
Tsakos Energy Navigation Ltd
TEN
$1.23B
$14K ﹤0.01%
539
+1
+0.2% +$25
HAYN
2680
DELISTED
Haynes International, Inc.
HAYN
$14K ﹤0.01%
318
+18
+6% +$845
MCA
2681
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$14K ﹤0.01%
1,000
– –
CCC
2682
DELISTED
Calgon Carbon Corp
CCC
$14K ﹤0.01%
730
– –
BLOX
2683
DELISTED
Infoblox Inc
BLOX
$14K ﹤0.01%
327
-86
-21% -$2.99K
SKUL
2684
DELISTED
SKULLCANDY INC
SKUL
$14K ﹤0.01%
2,300
+1,800
+360% +$10.1K
FORX
2685
DELISTED
PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF
FORX
$14K ﹤0.01%
300
– –
EXL
2686
DELISTED
EXCEL TRUST , INC COM STK
EXL
$14K ﹤0.01%
1,150
– –
PT
2687
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
$14K ﹤0.01%
3,110
+2,200
+242% +$8.69K
NGZ
2688
DELISTED
Allianzgi Global Equity & Conv Inc Fund
NGZ
$14K ﹤0.01%
950
– –
CLP
2689
DELISTED
COLONIAL PROPERTIES TRUST
CLP
$14K ﹤0.01%
642
-69
-10% -$1.6K
WLBPZ
2690
DELISTED
WESTMORELD COAL DP(RP1/4 CVA
WLBPZ
$14K ﹤0.01%
500
– –
PHF
2691
DELISTED
Pacholder High Yield
PHF
$14K ﹤0.01%
1,702
– –
KKD
2692
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$14K ﹤0.01%
729
+454
+165% +$9.23K
AFK icon
2693
VanEck Africa Index ETF
AFK
$104M
$13K ﹤0.01%
450
– –
AVD icon
2694
American Vanguard Corp
AVD
$62.8M
$13K ﹤0.01%
501
+100
+25% +$2.53K
BEP icon
2695
Brookfield Renewable
BEP
$10.6B
$13K ﹤0.01%
938
-7,131
-88% -$102K
CACI icon
2696
CACI
CACI
$14.8B
$13K ﹤0.01%
192
– –
CXT icon
2697
Crane NXT
CXT
$2.96B
$13K ﹤0.01%
587
+420
+251% +$8.92K
ENTG icon
2698
Entegris
ENTG
$25B
$13K ﹤0.01%
1,310
– –
FIVE icon
2699
Five Below
FIVE
$13.4B
$13K ﹤0.01%
+300
New +$12K
FRO icon
2700
Frontline
FRO
$9.02B
$13K ﹤0.01%
911
-875
-49% -$11K
106 107
108
109 110

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.