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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLI icon
2651
Mueller Industries
MLI
$14.6B
$65K ﹤0.01%
6,476
-2,796
-30% -$24.7K
PXE icon
2652
Invesco Energy Exploration & Production ETF
PXE
$86.4M
$65K ﹤0.01%
2,838
-1,737
-38% -$38.5K
URA icon
2653
Global X Uranium ETF
URA
$6.27B
$65K ﹤0.01%
5,044
-250
-5% -$3.18K
IBKC
2654
DELISTED
IBERIABANK Corp
IBKC
$65K ﹤0.01%
866
+41
+5% +$3.14K
INF
2655
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$65K ﹤0.01%
5,028
-1,184
-19% -$14.6K
EFII
2656
DELISTED
Electronics for Imaging
EFII
$65K ﹤0.01%
1,470
-213
-13% -$9.37K
BBD icon
2657
Banco Bradesco
BBD
$34.2B
$64K ﹤0.01%
13,982
-9,718
-41% -$45.6K
EMIF icon
2658
iShares Emerging Markets Infrastructure ETF
EMIF
$12.6M
$64K ﹤0.01%
2,280
+722
+46% +$21K
KNCT icon
2659
Invesco Next Gen Connectivity ETF
KNCT
$165M
$64K ﹤0.01%
1,579
-8,487
-84% -$339K
NX icon
2660
Quanex
NX
$962M
$64K ﹤0.01%
+3,143
New +$58.1K
RL icon
2661
Ralph Lauren
RL
$23.2B
$64K ﹤0.01%
706
-26
-4% -$2.64K
RJA
2662
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$64K ﹤0.01%
10,080
-1,100
-10% -$6.96K
PTR
2663
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$64K ﹤0.01%
866
-150
-15% -$10.6K
NP
2664
DELISTED
Neenah, Inc. Common Stock
NP
$64K ﹤0.01%
753
-52
-6% -$4.31K
FOE
2665
DELISTED
Ferro Corporation
FOE
$64K ﹤0.01%
4,472
+1,815
+68% +$25.8K
CONE
2666
DELISTED
CyrusOne Inc Common Stock
CONE
$64K ﹤0.01%
1,415
+290
+26% +$12.8K
TRSK
2667
DELISTED
Janus Velocity Tail Risk Hedged Large Cap ETF
TRSK
$64K ﹤0.01%
+2,308
New +$63.4K
UTEK
2668
DELISTED
Ultratech Inc.
UTEK
$64K ﹤0.01%
2,640
+300
+13% +$6.84K
LPNT
2669
DELISTED
LifePoint Health, Inc.
LPNT
$64K ﹤0.01%
1,110
-109
-9% -$6.31K
NMRX
2670
DELISTED
Numerex Corp
NMRX
$64K ﹤0.01%
8,600
– –
CALM icon
2671
Cal-Maine
CALM
$3.8B
$63K ﹤0.01%
1,443
-990
-41% -$39.4K
GMED icon
2672
Globus Medical
GMED
$11.5B
$63K ﹤0.01%
2,551
+98
+4% +$2.23K
MUR icon
2673
Murphy Oil
MUR
$4.96B
$63K ﹤0.01%
2,038
-1,466
-42% -$44.4K
ON icon
2674
ON Semiconductor
ON
$32.2B
$63K ﹤0.01%
4,888
+160
+3% +$1.91K
PEZ icon
2675
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.3M
$63K ﹤0.01%
1,494
-295
-16% -$12.4K
105 106
107
108 109

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.