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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEI
2651
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$21K ﹤0.01%
69
+59
+590% +$17.4K
KMI.WS
2652
DELISTED
Kinder Morgan Inc
KMI.WS
$21K ﹤0.01%
5,837
-231
-4% -$779
ABG icon
2653
Asbury Automotive
ABG
$3.76B
$20K ﹤0.01%
310
+194
+167% +$13.4K
ALLE icon
2654
Allegion
ALLE
$14.1B
$20K ﹤0.01%
414
+33
+9% +$1.73K
ARE icon
2655
Alexandria Real Estate Equities
ARE
$8.27B
$20K ﹤0.01%
269
– –
AVDL
2656
DELISTED
Avadel Pharmaceuticals
AVDL
$20K ﹤0.01%
1,410
– –
BGFV
2657
DELISTED
Big 5 Sporting Goods
BGFV
$20K ﹤0.01%
2,100
+1,000
+91% +$10.7K
BRX icon
2658
Brixmor Property Group
BRX
$9.12B
$20K ﹤0.01%
898
+860
+2,263% +$20K
CEW
2659
WisdomTree Emerging Currency Strategy Fund
CEW
$17.8M
$20K ﹤0.01%
1,000
– –
CHDN icon
2660
Churchill Downs
CHDN
$6.17B
$20K ﹤0.01%
1,212
– –
CIVB icon
2661
Civista Bancshares
CIVB
$597M
$20K ﹤0.01%
2,000
– –
DEW icon
2662
WisdomTree Global High Dividend Fund
DEW
$156M
$20K ﹤0.01%
435
– –
GIFI
2663
DELISTED
Gulf Island Fabrication
GIFI
$20K ﹤0.01%
1,175
– –
IAE
2664
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.7M
$20K ﹤0.01%
1,611
+17
+1% +$227
KGC icon
2665
Kinross Gold
KGC
$32.6B
$20K ﹤0.01%
6,031
-450
-7% -$1.77K
MEOH icon
2666
Methanex
MEOH
$4.17B
$20K ﹤0.01%
+292
New +$19.3K
NBR icon
2667
Nabors Industries
NBR
$1.33B
$20K ﹤0.01%
18
+4
+29% +$5.32K
NCLH icon
2668
Norwegian Cruise Line
NCLH
$8.69B
$20K ﹤0.01%
559
+37
+7% +$1.26K
ORI icon
2669
Old Republic International
ORI
$10.3B
$20K ﹤0.01%
1,392
-467
-25% -$7.13K
PEZ icon
2670
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.4M
$20K ﹤0.01%
497
– –
PFBC icon
2671
Preferred Bank
PFBC
$1.26B
$20K ﹤0.01%
+843
New +$19.6K
VGM icon
2672
Invesco Trust Investment Grade Municipals
VGM
$566M
$20K ﹤0.01%
1,519
– –
VTWG icon
2673
Vanguard Russell 2000 Growth ETF
VTWG
$1.56B
$20K ﹤0.01%
213
– –
TCS
2674
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$20K ﹤0.01%
61
+40
+190% +$13.5K
HWCC
2675
DELISTED
Houston Wire & Cable Company
HWCC
$20K ﹤0.01%
1,682
-2,105
-56% -$26.4K
105 106
107
108 109

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.