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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCO.PRK
2651
DELISTED
TAUBMAN CENTERS, INC. 6.25% SER K
TCO.PRK
$18K ﹤0.01%
+800
New +$17.5K
MVC
2652
DELISTED
MVC Capital, Inc.
MVC
$18K ﹤0.01%
1,300
+200
+18% +$2.8K
TIVO
2653
DELISTED
Tivo Inc
TIVO
$18K ﹤0.01%
812
+397
+96% +$9.09K
MDCO
2654
DELISTED
Medicines Co
MDCO
$18K ﹤0.01%
628
+76
+14% +$2.52K
SKUL
2655
DELISTED
SKULLCANDY INC
SKUL
$18K ﹤0.01%
2,000
-300
-13% -$2.43K
IHS
2656
DELISTED
IHS INC CL-A COM STK
IHS
$18K ﹤0.01%
152
– –
JHP
2657
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$18K ﹤0.01%
2,200
– –
RYL
2658
DELISTED
RYLAND GROUP INC
RYL
$18K ﹤0.01%
439
-99
-18% -$4.21K
RBS.PRM
2659
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$18K ﹤0.01%
+800
New +$18K
MWV
2660
DELISTED
MEADWESTVACO CORP
MWV
$18K ﹤0.01%
479
-383
-44% -$13.9K
PT
2661
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
$18K ﹤0.01%
4,110
+1,000
+32% +$4.48K
DRIV
2662
DELISTED
DIGITAL RIVER INC.
DRIV
$18K ﹤0.01%
1,005
– –
TZD
2663
DELISTED
ISHARES TARGET DATE 2010 ETF
TZD
$18K ﹤0.01%
500
– –
TXI
2664
DELISTED
TEXAS INDUSTRIES INC
TXI
$18K ﹤0.01%
200
– –
IRE
2665
DELISTED
GOVERNOR-BK OF IRELND ADS NEW
IRE
$18K ﹤0.01%
925
– –
AWH
2666
DELISTED
Allied World Assurance Co Hld Lt
AWH
$18K ﹤0.01%
510
+81
+19% +$2.78K
GRES
2667
DELISTED
IQ ARB Global Resources
GRES
$18K ﹤0.01%
600
– –
PLM
2668
DELISTED
PolyMet Mining Corp.
PLM
$18K ﹤0.01%
1,340
+300
+29% +$3.45K
FAN icon
2669
First Trust Global Wind Energy ETF
FAN
$285M
$17K ﹤0.01%
1,400
– –
ITUB icon
2670
Itaú Unibanco
ITUB
$80.9B
$17K ﹤0.01%
3,155
+1,451
+85% +$6.92K
JBL icon
2671
Jabil
JBL
$38.8B
$17K ﹤0.01%
926
-137
-13% -$2.47K
KEX icon
2672
Kirby Corp
KEX
$7.26B
$17K ﹤0.01%
168
– –
MSM icon
2673
MSC Industrial Direct
MSM
$6.77B
$17K ﹤0.01%
200
– –
MSTR icon
2674
Strategy Inc
MSTR
$38.2B
$17K ﹤0.01%
1,430
+1,170
+450% +$14.6K
MUFG icon
2675
Mitsubishi UFJ Financial
MUFG
$260B
$17K ﹤0.01%
3,066
-188
-6% -$1.12K
105 106
107
108 109

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.