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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAP icon
2626
Credicorp
BAP
$29.6B
$33K ﹤0.01%
212
+101
+91% +$16K
BGY icon
2627
BlackRock Enhanced International Dividend Trust
BGY
$532M
$33K ﹤0.01%
4,938
+1,128
+30% +$8.05K
BTE icon
2628
Baytex Energy
BTE
$3.05B
$33K ﹤0.01%
1,970
+125
+7% +$3.19K
CE icon
2629
Celanese
CE
$4.75B
$33K ﹤0.01%
573
-22,255
-97% -$1.3M
DORM icon
2630
Dorman Products
DORM
$3.95B
$33K ﹤0.01%
693
+133
+24% +$6.16K
ENTG icon
2631
Entegris
ENTG
$25B
$33K ﹤0.01%
2,473
+221
+10% +$2.83K
HALO icon
2632
Halozyme
HALO
$11.6B
$33K ﹤0.01%
3,400
+2,200
+183% +$19.5K
HLIT icon
2633
Harmonic Inc
HLIT
$1.42B
$33K ﹤0.01%
4,740
– –
INDA icon
2634
iShares MSCI India ETF
INDA
$6.58B
$33K ﹤0.01%
+1,095
New +$33.7K
NZF icon
2635
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$33K ﹤0.01%
2,427
+427
+21% +$5.87K
ORI icon
2636
Old Republic International
ORI
$10.3B
$33K ﹤0.01%
2,250
+858
+62% +$12.5K
RFV icon
2637
Invesco S&P MidCap 400 Pure Value ETF
RFV
$343M
$33K ﹤0.01%
611
+55
+10% +$2.88K
SLQD icon
2638
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$33K ﹤0.01%
+658
New +$33.1K
SPXX icon
2639
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$33K ﹤0.01%
2,308
+1,300
+129% +$18.5K
TPST icon
2640
Tempest Therapeutics
TPST
$18.7M
– –
0
– –
VRSN icon
2641
VeriSign
VRSN
$25.6B
$33K ﹤0.01%
566
+152
+37% +$8.78K
ACOR
2642
DELISTED
Acorda Therapeutics
ACOR
$33K ﹤0.01%
7
– –
GNC
2643
DELISTED
GNC Holdings, Inc.
GNC
$33K ﹤0.01%
749
-1,085
-59% -$45.5K
GNMX
2644
DELISTED
Aevi Genomic Medicine Inc
GNMX
$33K ﹤0.01%
+6,597
New +$32.6K
OTIV
2645
DELISTED
OTI On Track Innovations Ltd
OTIV
$33K ﹤0.01%
20,000
– –
PAY
2646
DELISTED
Verifone Systems Inc
PAY
$33K ﹤0.01%
905
+304
+51% +$10.7K
TIME
2647
DELISTED
Time Inc.
TIME
$33K ﹤0.01%
1,307
+214
+20% +$4.84K
HSNI
2648
DELISTED
HSN, Inc.
HSNI
$33K ﹤0.01%
494
+86
+21% +$5.95K
FMLP
2649
DELISTED
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$33K ﹤0.01%
+1,400
New +$32.5K
UTX.PRA
2650
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$33K ﹤0.01%
545
– –
104 105
106
107 108

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.