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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDN icon
2626
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$367M
$21K ﹤0.01%
743
– –
PGHY icon
2627
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$21K ﹤0.01%
895
-55
-6% -$1.34K
PLAB icon
2628
Photronics
PLAB
$1.97B
$21K ﹤0.01%
2,600
– –
PLUG icon
2629
Plug Power
PLUG
$3.21B
$21K ﹤0.01%
4,603
-627
-12% -$3.23K
PRAA icon
2630
PRA Group
PRAA
$762M
$21K ﹤0.01%
394
– –
PSR icon
2631
Invesco Active US Real Estate Fund
PSR
$59.9M
$21K ﹤0.01%
319
– –
PTF icon
2632
Invesco Dorsey Wright Technology Momentum ETF
PTF
$659M
$21K ﹤0.01%
1,827
– –
RBA icon
2633
RB Global
RBA
$16B
$21K ﹤0.01%
921
+148
+19% +$3.53K
RDN icon
2634
Radian Group
RDN
$4.87B
$21K ﹤0.01%
1,500
-3,100
-67% -$43.4K
RSPF icon
2635
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$313M
$21K ﹤0.01%
717
+2
+0.3% +$59
TCBK icon
2636
TriCo Bancshares
TCBK
$1.84B
$21K ﹤0.01%
940
– –
USNA icon
2637
Usana Health Sciences
USNA
$250M
$21K ﹤0.01%
570
– –
PRKS icon
2638
United Parks & Resorts
PRKS
$2.01B
$21K ﹤0.01%
+1,112
New +$26.5K
TARO
2639
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$21K ﹤0.01%
+137
New +$20.6K
SEAC
2640
DELISTED
Seachange International Inc
SEAC
$21K ﹤0.01%
152
-11
-7% -$1.67K
NKG
2641
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$21K ﹤0.01%
1,648
– –
PTNR
2642
DELISTED
Partner Communications
PTNR
$21K ﹤0.01%
2,983
-245
-8% -$1.81K
NAV
2643
DELISTED
Navistar International
NAV
$21K ﹤0.01%
640
– –
PAY
2644
DELISTED
Verifone Systems Inc
PAY
$21K ﹤0.01%
601
-448
-43% -$15.8K
FIG
2645
DELISTED
Fortress Investment Group Llc
FIG
$21K ﹤0.01%
3,100
-722
-19% -$5.32K
NSPH
2646
DELISTED
NANOSPHERE INC. COM NEW
NSPH
$21K ﹤0.01%
+1,800
New +$37.5K
SFG
2647
DELISTED
STANCORP FINL GRP
SFG
$21K ﹤0.01%
338
– –
ANV
2648
DELISTED
Allied Nevada Gold Corp
ANV
$21K ﹤0.01%
6,258
+50
+0.8% +$172
SR
2649
DELISTED
STANDARD REGISTER CO (NEW)
SR
$21K ﹤0.01%
4,100
– –
RSH
2650
DELISTED
RADIOSHACK CORP
RSH
$21K ﹤0.01%
20,967
+18,800
+868% +$16.1K
104 105
106
107 108

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.